Key facts
- This page summarizes Lim Kok Thay's Form 4 filing for Celularity Inc (CELU).
- 8 reported transactions and 6 derivative rows are listed below.
- Accepted by SEC: 28 Jan 2025, 16:45.
Lim Kok Thay - 24 Jan 2025 Form 4 Insider Report for Celularity Inc (CELU)
- Reporting relationship
- 10%+ Owner
- Issuer ticker
- CELU
- Reported as of
- 24 Jan 2025
- Net transaction value
- +$2,459,688
- SEC form
- 4
- Accepted by SEC
- 28 Jan 2025, 16:45:32 UTC
- Prior SEC filing
- 19 Dec 2024
- Next SEC filing
- 28 Jul 2025
- Source filing
- View source filing
- Reporting owner signature
- /s/ Lim Kok Thay
Source evidence
Original filing metadata and source links for verification.
5 source fields
Reporting owner
1 detail
Key filing fact
Lim Kok Thay filed Form 4 for Celularity Inc (CELU) on 28 Jan 2025.
Change
- Previous filing in this sequence was filed on 19 Dec 2024.
- Current net transaction value: +$2,459,688.
Research use
- This tells you what this filing adds before you inspect full transaction and derivative tables.
- You can trace every row back to the original SEC filing document.
Evidence
Filed on Form 4
View source filing
Ownership activity is grounded in SEC Form 4 disclosures.
Reported non-derivative transactions
Shares, units, or other non-derivative securities reported in this filing.
CELU
transaction
Class A Common Stock
Exercise of in-the-money or at-the-money derivative security
- Transaction value
- $1,108,017
- Shares
- +535,274
- Change %
- +10%
- Price
- $2.07
- Shares after
- 5,682,649
- Date
- 24 Jan 2025
- Ownership
- By Dragasac Limited
- Footnotes
- F1, F2
CELU
transaction
Class A Common Stock
Exercise of in-the-money or at-the-money derivative security
- Transaction value
- $1,351,671
- Shares
- +652,981
- Change %
- +11%
- Price
- $2.07
- Shares after
- 6,335,630
- Date
- 24 Jan 2025
- Ownership
- By Dragasac Limited
- Footnotes
- F1, F2
CELU
holding
Class A Common Stock
No transaction description listed
- Transaction value
- Shares
- Change %
- Price
- Shares after
- 2,531
- Date
- 24 Jan 2025
- Ownership
- Direct
Reported derivative securities
Options, warrants, convertible securities, or similar derivative positions disclosed in the filing.
CELU
transaction
Derivative
Warrants (Right to Buy)
Other
- Transaction value
- Shares
- -535,274
- Change %
- -100%
- Price
- Shares after
- 0
- Date
- 24 Jan 2025
- Ownership
- By Dragasac Limited
- Underlying class
- Class A Common Stock
- Underlying amount
- 535,274
- Exercise price
- $2.49
- Footnotes
- F1, F2, F3
CELU
transaction
Derivative
Warrants (Right to Buy)
Other
- Transaction value
- Shares
- +535,274
- Change %
- Price
- Shares after
- 535,274
- Date
- 24 Jan 2025
- Ownership
- By Dragasac Limited
- Underlying class
- Class A Common Stock
- Underlying amount
- 535,274
- Exercise price
- $2.07
- Footnotes
- F1, F2, F3
CELU
transaction
Derivative
Warrants (Right to Buy)
Other
- Transaction value
- Shares
- -652,981
- Change %
- -100%
- Price
- Shares after
- 0
- Date
- 24 Jan 2025
- Ownership
- By Dragasac Limited
- Underlying class
- Class A Common Stock
- Underlying amount
- 652,981
- Exercise price
- $2.49
- Footnotes
- F1, F2, F3
CELU
transaction
Derivative
Warrants (Right to Buy)
Other
- Transaction value
- Shares
- +652,981
- Change %
- Price
- Shares after
- 652,981
- Date
- 24 Jan 2025
- Ownership
- By Dragasac Limited
- Underlying class
- Class A Common Stock
- Underlying amount
- 652,981
- Exercise price
- $2.07
- Footnotes
- F1, F2, F3
CELU
transaction
Derivative
Warrants (Right to Buy)
Exercise of in-the-money or at-the-money derivative security
- Transaction value
- $0
- Shares
- -535,274
- Change %
- -100%
- Price
- $0.000000
- Shares after
- 0
- Date
- 24 Jan 2025
- Ownership
- By Dragasac Limited
- Underlying class
- Class A Common Stock
- Underlying amount
- 535,274
- Exercise price
- $2.07
- Footnotes
- F1, F2
CELU
transaction
Derivative
Warrants (Right to Buy)
Exercise of in-the-money or at-the-money derivative security
- Transaction value
- $0
- Shares
- -652,981
- Change %
- -100%
- Price
- $0.000000
- Shares after
- 0
- Date
- 24 Jan 2025
- Ownership
- By Dragasac Limited
- Underlying class
- Class A Common Stock
- Underlying amount
- 652,981
- Exercise price
- $2.07
- Footnotes
- F1, F2
* marks a reported price that did not pass the local price check.
Additional SEC filing notes
Filing notes and footnotes
Explanation of responses 3 footnotes
Footnote F1
These numbers have been adjusted to reflect the 1-for-10 reverse stock split the Issuer effected on February 28, 2024 (the "Reverse Stock Split").
Footnote F2
These securities are directly held by Dragasac Limited ("Dragasac"), which is an indirect wholly-owned subsidiary of Genting Berhad, a public company listed on the Malaysian stock exchange. Lim Kok Thay is an indirect beneficial owner of the largest shareholder of Genting Berhad, where he serves as Chief Executive and Chairman of the Board. Each of Genting Berhad and Mr. Lim disclaims beneficial ownership over these securities except to the extent of its or his pecuniary interest therein.
Footnote F3
On January 24, 2025, the Issuer amended and restated the terms of the 652,981 warrants (as adjusted for the Reverse Stock Split) that Dragasac received in connection with the merger of GX Acquisition Corp. and the Issuer on July 16, 2021, as well as the 535,274 warrants (as adjusted for the Reverse Stock Split) that Dragasac received in connection with a securities purchase agreement between the Issuer and Dragasac on January 12, 2024, in order to adjust the exercise price from $2.4898 per share of Class A Common Stock (as adjusted for the Reverse Stock Split) to $2.07 per share of Class A Common Stock.