TPAV, LLC - 29 Dec 2024 Form 4 Insider Report for Traws Pharma, Inc. (TRAW)

Source evidence Original filing metadata and source links for verification. 5 source fields
SEC form
4
Accepted by SEC
27 Jan 2025, 19:01:45 UTC
Prior SEC filing
03 Apr 2024
Next SEC filing
08 Apr 2025
Source filing
View source filing
Reporting owner 1 detail
Reporting owner signature
/s/ TPAV, LLC, By: Nikolay Savchuk, Manager

Key filing fact

TPAV, LLC filed Form 4 for Traws Pharma, Inc. (TRAW) on 27 Jan 2025.

Key facts

  • This page summarizes TPAV, LLC's Form 4 filing for Traws Pharma, Inc. (TRAW).
  • 2 reported transactions and 2 derivative rows are listed below.
  • Accepted by SEC: 27 Jan 2025, 19:01.

Change

  • Previous filing in this sequence was filed on 03 Apr 2024.
  • Current net transaction value: $0.

Research use

  • This tells you what this filing adds before you inspect full transaction and derivative tables.
  • You can trace every row back to the original SEC filing document.

Evidence

Filed on Form 4

Ownership activity is grounded in SEC Form 4 disclosures.

View source filing

Reported derivative securities

Options, warrants, convertible securities, or similar derivative positions disclosed in the filing.

TRAW transaction Derivative

Pre-Funded Warrant (right to buy)

Purchase

Transaction value
Shares
+96,348
Change %
Price
Shares after
96,348
Date
29 Dec 2024
Ownership
Direct
Underlying class
Common Stock
Underlying amount
96,348
Exercise price
$0.0100
Footnotes
F1, F2, F3
TRAW transaction Derivative

Series A Warrant (right to buy)

Purchase

Transaction value
Shares
+96,348
Change %
Price
Shares after
96,348
Date
29 Dec 2024
Ownership
Direct
Underlying class
Common Stock
Underlying amount
96,348
Exercise price
$13.42
Footnotes
F3, F4, F5
* marks a reported price that did not pass the local price check.

Additional SEC filing notes

Filing notes and footnotes

Explanation of responses 5 footnotes

Footnote F1

The Pre-Funded Warrants shall become exercisable upon stockholder approval of the exercise of the Pre-Funded Warrants, in accordance with Nasdaq listing rules.

Footnote F2

The Pre-Funded Warrants do not expire.

Footnote F3

The Pre-Funded Warrants and Series A Warrants were purchased as part of Class B Units, with each Class B Unit consisting of one Pre-Funded Warrant and one Series A Warrant, at a purchase price of $5.093 per Class B Unit.

Footnote F4

The Series A Warrants shall become exercisable on June 30, 2025; provided however, that the Series A Warrants may not be exercised prior to the issuer's receipt of stockholder approval of the exercise of the Series A Warrants, in accordance with Nasdaq listing rules.

Footnote F5

The Series A Warrants shall expire on the date that is the earlier of (a) December 31, 2029, and (b) subject to the fulfilment of certain equity conditions, thirty trading days after the last of the following data readouts to occur, as announced by the issuer: (i) Ferret animal model Bird Flu data, (ii) non-human primate Bird Flu data, or (iii) Phase 2a Influenza A human clinical data.

We use cookies and similar technologies to provide certain features, enhance the user experience and, if you allow them, measure engagement and deliver advertising. Analytics and marketing storage stay off until you grant consent. By clicking on "Agree and continue", you declare your consent to the use of the selected optional cookies. Manage preferences to update or revoke optional consent for future visits. For more information, see our Privacy Policy .