Key facts
- This page summarizes DELL INC's Form 4 filing for VMWARE, INC..
- 2 reported transactions and 1 derivative row are listed below.
- Accepted by SEC: 02 Nov 2021, 18:48.
DELL INC - 01 Nov 2021 Form 4 Insider Report for VMWARE, INC.
- Reporting relationship
- 10%+ Owner
- Issuer ticker
- N/A
- Reported as of
- 01 Nov 2021
- Net transaction value
- $0
- SEC form
- 4
- Accepted by SEC
- 02 Nov 2021, 18:48:26 UTC
- Prior SEC filing
- 27 Oct 2021
- Source filing
- View source filing
- Reporting owner signature
- Dell Inc. By: /s/ Robert Potts, Senior Vice President & Assistant Secretary
Source evidence
Original filing metadata and source links for verification.
4 source fields
Reporting owner
1 detail
Key filing fact
DELL INC filed Form 4 for VMWARE, INC. on 02 Nov 2021.
Change
- Previous filing in this sequence was filed on 27 Oct 2021.
- Current net transaction value: $0.
Research use
- This tells you what this filing adds before you inspect full transaction and derivative tables.
- You can trace every row back to the original SEC filing document.
Evidence
Filed on Form 4
View source filing
Ownership activity is grounded in SEC Form 4 disclosures.
Reported non-derivative transactions
Shares, units, or other non-derivative securities reported in this filing.
VMW
transaction
Class A Common Stock
Other
- Transaction value
- $0
- Shares
- -30,678,605
- Change %
- -100%
- Price
- $0.000000*
- Shares after
- 0
- Date
- 01 Nov 2021
- Ownership
- Direct
- Footnotes
- F1
Reported derivative securities
Options, warrants, convertible securities, or similar derivative positions disclosed in the filing.
VMW
transaction
Derivative
Class B Common Stock
Other
- Transaction value
- Shares
- -307,221,836
- Change %
- -100%
- Price
- Shares after
- 0
- Date
- 01 Nov 2021
- Ownership
- Direct
- Underlying class
- Class A Common Stock
- Underlying amount
- 307,221,836
- Exercise price
- Footnotes
- F2
* marks a reported price that did not pass the local price check.
Additional SEC filing notes
Filing notes and footnotes
Section 16 status
DELL INC is no longer subject to Section 16 filing requirements. Form 4 or Form 5 obligations may still apply in specific circumstances.
Explanation of responses 2 footnotes
Footnote F1
Reflects a distribution of shares of Class A Common Stock of VMware, Inc. (the "Issuer") by the reporting person to its parent, Denali Intermediate Inc. ("Denali"), which in turn distributed such shares to its parent, Dell Technologies Inc. ("Dell Technologies"). Subsequent to the foregoing, Dell Technologies distributed all of the shares of Class A Common Stock and Class B Common Stock of the Issuer which it owned to its stockholders on a pro rata basis (the "Distribution").
Footnote F2
Reflects a distribution of shares of Class B Common Stock of the Issuer by the reporting person to Denali, which in turn distributed such shares to Dell Technologies. Each share of Class B Common Stock was convertible into one share of Class A Common Stock of the Issuer at any time, upon the election of the holder. Subsequent to the foregoing, as described in footnote 1, Dell Technologies distributed all of the shares of Class B Common Stock which it owned in the Distribution. Immediately following, and automatically as a result of, the Distribution, and prior to receipt thereof by Dell Technologies' stockholders, each share of Class B Common Stock converted into one share of Class A Common Stock of the Issuer.