Dell Technologies Inc. - 01 Nov 2021 Form 4 Insider Report for VMWARE, INC.

Source evidence Original filing metadata and source links for verification. 4 source fields
SEC form
4
Accepted by SEC
02 Nov 2021, 18:46:28 UTC
Next SEC filing
05 Feb 2025
Source filing
View source filing
Reporting owner 1 detail
Reporting owner signature
Dell Technologies Inc. By: /s/ Robert Potts, Senior Vice President & Assistant Secretary

Key filing fact

Dell Technologies Inc. filed Form 4 for VMWARE, INC. on 02 Nov 2021.

Key facts

  • This page summarizes Dell Technologies Inc.'s Form 4 filing for VMWARE, INC..
  • 2 reported transactions and 1 derivative row are listed below.
  • Accepted by SEC: 02 Nov 2021, 18:46.

Change

  • No earlier filing in this sequence is available for direct comparison.
  • Current net transaction value: $0.

Research use

  • This tells you what this filing adds before you inspect full transaction and derivative tables.
  • You can trace every row back to the original SEC filing document.

Evidence

Filed on Form 4

Ownership activity is grounded in SEC Form 4 disclosures.

View source filing

Reported non-derivative transactions

Shares, units, or other non-derivative securities reported in this filing.

VMW transaction

Class A Common Stock

Other

Transaction value
$0
Shares
-30,678,605
Change %
-100%
Price
$0.000000*
Shares after
0
Date
01 Nov 2021
Ownership
Direct
Footnotes
F1

Reported derivative securities

Options, warrants, convertible securities, or similar derivative positions disclosed in the filing.

VMW transaction Derivative

Class B Common Stock

Other

Transaction value
Shares
-307,221,836
Change %
-100%
Price
Shares after
0
Date
01 Nov 2021
Ownership
Direct
Underlying class
Class A Common Stock
Underlying amount
307,221,836
Exercise price
Footnotes
F2
* marks a reported price that did not pass the local price check.

Additional SEC filing notes

Filing notes and footnotes

Section 16 status

Dell Technologies Inc. is no longer subject to Section 16 filing requirements. Form 4 or Form 5 obligations may still apply in specific circumstances.

Explanation of responses 2 footnotes

Footnote F1

Reflects the distribution of shares of Class A Common Stock of VMware, Inc. (the "Issuer") by the reporting person to its stockholders on a pro rata basis.

Footnote F2

Reflects the distribution of shares of Class B Common Stock of the Issuer by the reporting person to its stockholders on a pro rata basis (together with the distribution described in footnote 1, the "Distribution"). Immediately following, and automatically as a result of, the Distribution, and prior to receipt thereof by the reporting person's stockholders, each share of Class B Common Stock converted into one share of Class A Common Stock of the Issuer.

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