Key facts
- This page summarizes VMW Holdco LLC's Form 4 filing for VMWARE, INC..
- 2 reported transactions and 1 derivative row are listed below.
- Accepted by SEC: 27 Oct 2021, 18:17.
VMW Holdco LLC - 25 Oct 2021 Form 4 Insider Report for VMWARE, INC.
- Reporting relationship
- 10%+ Owner
- Issuer ticker
- N/A
- Reported as of
- 25 Oct 2021
- Net transaction value
- $0
- Reporting owner signature
- VMW Holdco LLC By: /s/ Robert Potts, Senior Vice President & Assistant Secretary
Source evidence
Original filing metadata and source links for verification.
3 source fields
Reporting owner
1 detail
Key filing fact
VMW Holdco LLC filed Form 4 for VMWARE, INC. on 27 Oct 2021.
Change
- No earlier filing in this sequence is available for direct comparison.
- Current net transaction value: $0.
Research use
- This tells you what this filing adds before you inspect full transaction and derivative tables.
- You can trace every row back to the original SEC filing document.
Evidence
Filed on Form 4
View source filing
Ownership activity is grounded in SEC Form 4 disclosures.
Reported non-derivative transactions
Shares, units, or other non-derivative securities reported in this filing.
VMW
transaction
Class A Common Stock
Other
- Transaction value
- $0
- Shares
- -24,178,605
- Change %
- -100%
- Price
- $0.000000*
- Shares after
- 0
- Date
- 25 Oct 2021
- Ownership
- Direct
- Footnotes
- F1
Reported derivative securities
Options, warrants, convertible securities, or similar derivative positions disclosed in the filing.
VMW
transaction
Derivative
Class B Common Stock
Other
- Transaction value
- Shares
- -75,821,395
- Change %
- -100%
- Price
- Shares after
- 0
- Date
- 25 Oct 2021
- Ownership
- Direct
- Underlying class
- Class A Common Stock
- Underlying amount
- 75,821,395
- Exercise price
- Footnotes
- F2
* marks a reported price that did not pass the local price check.
Additional SEC filing notes
Filing notes and footnotes
Section 16 status
VMW Holdco LLC is no longer subject to Section 16 filing requirements. Form 4 or Form 5 obligations may still apply in specific circumstances.
Explanation of responses 2 footnotes
Footnote F1
Reflects a distribution of shares of Class A Common Stock of VMware, Inc. (the "Issuer") by the reporting person to its parent, EMC Corporation ("EMC"), which in turn distributed such shares to Dell Inc. EMC is directly wholly owned by Dell Inc., which in turn is indirectly wholly owned by Dell Technologies Inc. ("Dell Technologies") through its directly held wholly-owned subsidiary Denali Intermediate Inc. ("Denali"). Dell Inc. intends to effect an indirect distribution of such shares of Class A Common Stock through Denali to Dell Technologies, which intends to distribute to its stockholders on a pro rata basis (the "Distribution") all of the shares of Class A Common Stock and Class B Common Stock of the Issuer which it owns.
Footnote F2
Reflects a distribution of shares of Class B Common Stock of the Issuer by the reporting person to EMC, which in turn distributed such shares to Dell Inc. Each share of Class B Common Stock is convertible into one share of Class A Common Stock of the Issuer at any time, upon the election of the holder. Dell Inc. intends to effect an indirect distribution of such shares of Class B Common Stock through Denali to Dell Technologies in connection with the Distribution. As described in footnote 1, Dell Technologies intends to distribute all of the shares of Class B Common Stock which it owns in the Distribution. Immediately following, and automatically as a result of, the Distribution, and prior to receipt thereof by Dell Technologies' stockholders, each share of Class B Common Stock will be converted into one share of Class A Common Stock of the Issuer.