Key facts
- This page summarizes James Endrizzi's Form 4 filing for WAFD INC (WAFD).
- 1 reported transaction and 1 derivative row are listed below.
- Accepted by SEC: 21 Jan 2025, 11:11.
James Endrizzi - 16 Jan 2025 Form 4 Insider Report for WAFD INC (WAFD)
- Reporting relationship
- SVP & Regional Director
- Issuer ticker
- WAFD
- Reported as of
- 16 Jan 2025
- Net transaction value
- $0
- SEC form
- 4
- Accepted by SEC
- 21 Jan 2025, 11:11:39 UTC
- Prior SEC filing
- 10 Dec 2024
- Source filing
- View source filing
- Reporting owner signature
- Kelli Holz, Attorney-in-fact
Source evidence
Original filing metadata and source links for verification.
4 source fields
Reporting owner
1 detail
Key filing fact
James Endrizzi filed Form 4 for WAFD INC (WAFD) on 21 Jan 2025.
Change
- Previous filing in this sequence was filed on 10 Dec 2024.
- Current net transaction value: $0.
Research use
- This tells you what this filing adds before you inspect full transaction and derivative tables.
- You can trace every row back to the original SEC filing document.
Evidence
Filed on Form 4
View source filing
Ownership activity is grounded in SEC Form 4 disclosures.
Reported non-derivative transactions
Shares, units, or other non-derivative securities reported in this filing.
WAFD
transaction
Common Stock
Disposed to Issuer
- Transaction value
- $0
- Shares
- -37,843
- Change %
- -28%
- Price
- $0.000000
- Shares after
- 95,043
- Date
- 16 Jan 2025
- Ownership
- Direct
- Footnotes
- F1, F2, F3
WAFD
holding
Common Stock
No transaction description listed
- Transaction value
- Shares
- Change %
- Price
- Shares after
- 224
- Date
- 16 Jan 2025
- Ownership
- By 401(k)
- Footnotes
- F1
WAFD
holding
Depositary Shares of Series A Preferred Stock
No transaction description listed
- Transaction value
- Shares
- Change %
- Price
- Shares after
- 748
- Date
- 16 Jan 2025
- Ownership
- Direct
- Footnotes
- F4
Reported derivative securities
Options, warrants, convertible securities, or similar derivative positions disclosed in the filing.
WAFD
holding
Derivative
Non-Qualified Stock Option (right to buy)
No transaction description listed
- Transaction value
- Shares
- Change %
- Price
- Shares after
- 695
- Date
- 16 Jan 2025
- Ownership
- Direct
- Underlying class
- Common Stock
- Underlying amount
- 695
- Exercise price
- $28.16
* marks a reported price that did not pass the local price check.
Additional SEC filing notes
Filing notes and footnotes
Section 16 status
James Endrizzi is no longer subject to Section 16 filing requirements. Form 4 or Form 5 obligations may still apply in specific circumstances.
Explanation of responses 4 footnotes
Footnote F1
Holdings include shares acquired in dividend reinvestment transactions.
Footnote F2
Includes 70,305 stock units awarded pursuant to a Supplemental Executive Retirement Plan ("SERP") for the benefit of the reporting person.
Footnote F3
All unvested restricted and performance stock owned by the reporting person was forfeited in connection with a change in role precluding their participation in incentive plans applicable to executive officers.
Footnote F4
Each Depositary Share represents a 1/40th interest in a share of 4.875% Fixed Rate Series A Non-Cumulative Perpetual Preferred Stock, ("Series A Preferred Stock").