Shalom Auerbach - 02 Aug 2024 Form 4 Insider Report for OS Therapies Inc (OSTX)

Reporting relationship: 10%+ Owner
Issuer ticker: OSTX
Reported as of: 02 Aug 2024
Net transaction value: -$3,295,000
SEC form: 4
Accepted by SEC: 14 Jan 2025, 20:26:41 UTC
Prior SEC filing: 26 Feb 2025
Next SEC filing: 17 Jan 2025
Source filing: View source filing
Reporting owner signature: /s/ Shalom Auerbach

Key filing fact

Shalom Auerbach filed Form 4 for OS Therapies Inc (OSTX) on 14 Jan 2025.

Key facts

This page summarizes Shalom Auerbach's Form 4 filing for OS Therapies Inc (OSTX).
24 reported transactions and 12 derivative rows are listed below.
Accepted by SEC: 14 Jan 2025, 20:26.

Change

Previous filing in this sequence was filed on 26 Feb 2025.
Current net transaction value: -$3,295,000.

Research use

This tells you what this filing adds before you inspect full transaction and derivative tables.
You can trace every row back to the original SEC filing document.

Evidence

Filed on Form 4

Ownership activity is grounded in SEC Form 4 disclosures.

View source filing

Reported non-derivative transactions

Shares, units, or other non-derivative securities reported in this filing.

OSTX transaction

Common Stock, par value $0.001 per share

Conversion of derivative security

Transaction value
Shares: +23,371
Change %
Price
Shares after: 23,371
Date: 02 Aug 2024
Ownership: Direct
Footnotes: F2

OSTX transaction

Common Stock, par value $0.001 per share

Conversion of derivative security

Transaction value
Shares: +633,980
Change %: +79%
Price
Shares after: 1,438,355
Date: 02 Aug 2024
Ownership: See Footnote
Footnotes: F1, F3

OSTX transaction

Common Stock, par value $0.001 per share

Conversion of derivative security

Transaction value
Shares: +27,486
Change %: +1.9%
Price
Shares after: 1,465,841
Date: 02 Aug 2024
Ownership: See Footnote
Footnotes: F1, F4

OSTX transaction

Common Stock, par value $0.001 per share

Conversion of derivative security

Transaction value
Shares: +270,465
Change %: +18%
Price
Shares after: 1,736,306
Date: 02 Aug 2024
Ownership: See Footnote
Footnotes: F1, F5

OSTX transaction

Common Stock, par value $0.001 per share

Conversion of derivative security

Transaction value
Shares: +53,468
Change %: +3.1%
Price
Shares after: 1,789,774
Date: 02 Aug 2024
Ownership: See Footnote
Footnotes: F1, F6

OSTX transaction

Common Stock, par value $0.001 per share

Conversion of derivative security

Transaction value
Shares: +131,472
Change %: +7.3%
Price
Shares after: 1,921,246
Date: 02 Aug 2024
Ownership: See Footnote
Footnotes: F1, F7

OSTX transaction

Common Stock, par value $0.001 per share

Conversion of derivative security

Transaction value
Shares: +78,710
Change %: +4.1%
Price
Shares after: 1,999,956
Date: 02 Aug 2024
Ownership: See Footnote
Footnotes: F1, F8

OSTX transaction

Common Stock, par value $0.001 per share

Conversion of derivative security

Transaction value
Shares: +88,940
Change %: +4.4%
Price
Shares after: 2,088,896
Date: 02 Aug 2024
Ownership: See Footnote
Footnotes: F1, F9

OSTX transaction

Common Stock, par value $0.001 per share

Conversion of derivative security

Transaction value
Shares: +179,027
Change %: +8.6%
Price
Shares after: 2,267,923
Date: 02 Aug 2024
Ownership: See Footnote
Footnotes: F1, F10

OSTX transaction

Common Stock, par value $0.001 per share

Conversion of derivative security

Transaction value
Shares: +51,035
Change %: +2.3%
Price
Shares after: 2,318,958
Date: 02 Aug 2024
Ownership: See Footnote
Footnotes: F1, F11

OSTX transaction

Common Stock, par value $0.001 per share

Conversion of derivative security

Transaction value
Shares: +178,135
Change %: +7.7%
Price
Shares after: 2,497,093
Date: 02 Aug 2024
Ownership: See Footnote
Footnotes: F1, F12

OSTX transaction

Common Stock, par value $0.001 per share

Conversion of derivative security

Transaction value
Shares: +50,838
Change %: +2%
Price
Shares after: 2,547,931
Date: 02 Aug 2024
Ownership: See Footnote
Footnotes: F1, F13

Reported derivative securities

Options, warrants, convertible securities, or similar derivative positions disclosed in the filing.

OSTX transaction Derivative

Convertible Promissory Note

Conversion of derivative security

Transaction value: $25,000
Shares
Change %
Price
Shares after: 0
Date: 02 Aug 2024
Ownership: Direct
Underlying class: Common Stock
Underlying amount: 23,371
Exercise price: $1.31
Footnotes: F2

OSTX transaction Derivative

Convertible Promissory Note

Conversion of derivative security

Transaction value: $1,150,000
Shares
Change %
Price
Shares after: 0
Date: 02 Aug 2024
Ownership: See Footnote
Underlying class: Common Stock
Underlying amount: 633,980
Exercise price: $2.00
Footnotes: F1, F3

OSTX transaction Derivative

Convertible Promissory Note

Conversion of derivative security

Transaction value: $50,000
Shares
Change %
Price
Shares after: 0
Date: 02 Aug 2024
Ownership: See Footnote
Underlying class: Common Stock
Underlying amount: 27,486
Exercise price: $2.00
Footnotes: F1, F4

OSTX transaction Derivative

Convertible Promissory Note

Conversion of derivative security

Transaction value: $500,000
Shares
Change %
Price
Shares after: 0
Date: 02 Aug 2024
Ownership: See Footnote
Underlying class: Common Stock
Underlying amount: 270,465
Exercise price: $2.00
Footnotes: F1, F5

OSTX transaction Derivative

Convertible Promissory Note

Conversion of derivative security

Transaction value: $100,000
Shares
Change %
Price
Shares after: 0
Date: 02 Aug 2024
Ownership: See Footnote
Underlying class: Common Stock
Underlying amount: 53,468
Exercise price: $2.00
Footnotes: F1, F6

OSTX transaction Derivative

Convertible Promissory Note

Conversion of derivative security

Transaction value: $250,000
Shares
Change %
Price
Shares after: 0
Date: 02 Aug 2024
Ownership: See Footnote
Underlying class: Common Stock
Underlying amount: 131,472
Exercise price: $2.00
Footnotes: F1, F7

OSTX transaction Derivative

Convertible Promissory Note

Conversion of derivative security

Transaction value: $150,000
Shares
Change %
Price
Shares after: 0
Date: 02 Aug 2024
Ownership: See Footnote
Underlying class: Common Stock
Underlying amount: 78,710
Exercise price: $2.00
Footnotes: F1, F8

OSTX transaction Derivative

Convertible Promissory Note

Conversion of derivative security

Transaction value: $170,000
Shares
Change %
Price
Shares after: 0
Date: 02 Aug 2024
Ownership: See Footnote
Underlying class: Common Stock
Underlying amount: 88,940
Exercise price: $2.00
Footnotes: F1, F9

OSTX transaction Derivative

Convertible Promissory Note

Conversion of derivative security

Transaction value: $350,000
Shares
Change %
Price
Shares after: 0
Date: 02 Aug 2024
Ownership: See Footnote
Underlying class: Common Stock
Underlying amount: 179,027
Exercise price: $2.00
Footnotes: F1, F10

OSTX transaction Derivative

Convertible Promissory Note

Conversion of derivative security

Transaction value: $100,000
Shares
Change %
Price
Shares after: 0
Date: 02 Aug 2024
Ownership: See Footnote
Underlying class: Common Stock
Underlying amount: 51,035
Exercise price: $2.00
Footnotes: F1, F11

OSTX transaction Derivative

Convertible Promissory Note

Conversion of derivative security

Transaction value: $350,000
Shares
Change %
Price
Shares after: 0
Date: 02 Aug 2024
Ownership: See Footnote
Underlying class: Common Stock
Underlying amount: 178,135
Exercise price: $2.00
Footnotes: F1, F12

OSTX transaction Derivative

Convertible Promissory Note

Conversion of derivative security

Transaction value: $100,000
Shares
Change %
Price
Shares after: 0
Date: 02 Aug 2024
Ownership: See Footnote
Underlying class: Common Stock
Underlying amount: 50,838
Exercise price: $2.00
Footnotes: F1, F13

^* marks a reported price that did not pass the local price check.

Additional SEC filing notes

Filing notes and footnotes

Explanation of responses 13 footnotes

Footnote F1

The shares of common stock, par value $0.001 per share (the "Common Stock"), of the Issuer are held directly by Einodmil LLC ("Einodmil"). Mr. Auerbach serves as the Principal of Einodmil and exercises voting and dispositive power over the shares held by Einodmil. Mr. Auerbach disclaims beneficial ownership of such securities, except to the extent of his pecuniary interest therein.

Footnote F2

The shares of Common Stock of the Issuer were issued upon the automatic conversion, which occurred upon the consummation of the Issuer's initial public offering on August 2, 2024, of a convertible promissory note held by Mr. Auerbach in the principal amount of $25,000 at a conversion price of $1.31 per share.

Footnote F3

The shares of Common Stock of the Issuer were issued upon the automatic conversion, which occurred upon the consummation of the Issuer's initial public offering on August 2, 2024, of a convertible promissory note held by Einodmil in the principal amount of $1,150,000 at a conversion price of $2.00 per share.

Footnote F4

The shares of Common Stock of the Issuer were issued upon the automatic conversion, which occurred upon the consummation of the Issuer's initial public offering on August 2, 2024, of a convertible promissory note held by Einodmil in the principal amount of $50,000 at a conversion price of $2.00 per share.

Footnote F5

The shares of Common Stock of the Issuer were issued upon the automatic conversion, which occurred upon the consummation of the Issuer's initial public offering on August 2, 2024, of a convertible promissory note held by Einodmil in the principal amount of $500,000 at a conversion price of $2.00 per share.

Footnote F6

The shares of Common Stock of the Issuer were issued upon the automatic conversion, which occurred upon the consummation of the Issuer's initial public offering on August 2, 2024, of a convertible promissory note held by Einodmil in the principal amount of $100,000 at a conversion price of $2.00 per share.

Footnote F7

The shares of Common Stock of the Issuer were issued upon the automatic conversion, which occurred upon the consummation of the Issuer's initial public offering on August 2, 2024, of a convertible promissory note held by Einodmil in the principal amount of $250,000 at a conversion price of $2.00 per share.

Footnote F8

The shares of Common Stock of the Issuer were issued upon the automatic conversion, which occurred upon the consummation of the Issuer's initial public offering on August 2, 2024, of a convertible promissory note held by Einodmil in the principal amount of $150,000 at a conversion price of $2.00 per share.

Footnote F9

The shares of Common Stock of the Issuer were issued upon the automatic conversion, which occurred upon the consummation of the Issuer's initial public offering on August 2, 2024, of a convertible promissory note held by Einodmil in the principal amount of $170,000 at a conversion price of $2.00 per share.

Footnote F10

The shares of Common Stock of the Issuer were issued upon the automatic conversion, which occurred upon the consummation of the Issuer's initial public offering on August 2, 2024, of a convertible promissory note held by Einodmil in the principal amount of $350,000 at a conversion price of $2.00 per share.

Footnote F11

The shares of Common Stock of the Issuer were issued upon the automatic conversion, which occurred upon the consummation of the Issuer's initial public offering on August 2, 2024, of a convertible promissory note held by Einodmil in the principal amount of $100,000 at a conversion price of $2.00 per share.

Footnote F12

The shares of Common Stock of the Issuer were issued upon the automatic conversion, which occurred upon the consummation of the Issuer's initial public offering on August 2, 2024, of a convertible promissory note held by Einodmil in the principal amount of $350,000 at a conversion price of $2.00 per share.

Footnote F13

The shares of Common Stock of the Issuer were issued upon the automatic conversion, which occurred upon the consummation of the Issuer's initial public offering on August 2, 2024, of a convertible promissory note held by Einodmil in the principal amount of $100,000 at a conversion price of $2.00 per share.

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