MANGROVE PARTNERS IM, LLC - 06 Sep 2024 Form 4 Insider Report for Arogo Capital Acquisition Corp. (AOGO)

Reporting relationship: Former 10% Owner
Issuer ticker: AOGO
Reported as of: 06 Sep 2024
Net transaction value: $0
SEC form: 4
Accepted by SEC: 13 Jan 2025, 16:06:15 UTC
Prior SEC filing: 06 May 2024
Source filing: View source filing
Reporting owner signature: /s/ Mangrove Partners IM, LLC, By: Nathaniel H. August, President

Key filing fact

MANGROVE PARTNERS IM, LLC filed Form 4 for Arogo Capital Acquisition Corp. (AOGO) on 13 Jan 2025.

Key facts

This page summarizes MANGROVE PARTNERS IM, LLC's Form 4 filing for Arogo Capital Acquisition Corp. (AOGO).
0 reported transactions and 0 derivative rows are listed below.
Accepted by SEC: 13 Jan 2025, 16:06.

Change

Previous filing in this sequence was filed on 06 May 2024.
Current net transaction value: $0.

Research use

This tells you what this filing adds before you inspect full transaction and derivative tables.
You can trace every row back to the original SEC filing document.

Evidence

Filed on Form 4

Ownership activity is grounded in SEC Form 4 disclosures.

View source filing

Reported non-derivative transactions

Shares, units, or other non-derivative securities reported in this filing.

AOGO holding

Class A Common Stock

No transaction description listed

Transaction value
Shares
Change %
Price
Shares after: 0
Date: 06 Sep 2024
Ownership: See Footnote
Footnotes: F1, F2

^* marks a reported price that did not pass the local price check.

Additional SEC filing notes

Filing notes and footnotes

Section 16 status

MANGROVE PARTNERS IM, LLC is no longer subject to Section 16 filing requirements. Form 4 or Form 5 obligations may still apply in specific circumstances.

Explanation of responses 2 footnotes

Footnote F1

These shares of the Issuer's Class A Common Stock were held directly by the Mangrove Partners Master Fund, Ltd. (the "Master Fund"). Mangrove Partners IM, LLC ("Mangrove Partners") serves as the investment manager of the Master Fund and, in such capacity, may be deemed to beneficially own the securities reported herein. Mangrove Partners disclaims beneficial ownership of these securities except to the extent of its pecuniary interest therein, if any, and this report shall not be deemed an admission that Mangrove Partners is the beneficial owner of the reported securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended (the "Exchange Act"), or for any other purpose.

Footnote F2

Effective March 14, 2024, Nathanial August and the other members of Mangrove Partners contributed their interests to a newly formed entity, Mangrove Holding, Inc., and then sold their equity in Mangrove Holding, Inc. to the Mangrove Retirement Savings Plan, which holds 100% of the outstanding equity of Mangrove Holding, Inc. As a result of these changes, Mr. August may no longer be deemed an indirect beneficial owner of the Class A Common Stock held by the Master Fund and thus has been removed as a reporting person on this Form 4.

SEC remarks

Since the Form 3 filed by the Reporting Person for this Issuer on December 15, 2023, the Reporting Person changed its name from "Mangrove Partners" to "Mangrove Partners IM, LLC". On September 6, 2024, the Issuer disclosed in its current report on Form 8-K that, as of August 21, 2024, there were 4,349,909 shares of Class A Common Stock outstanding. Accordingly, as of September 6, 2024, Mangrove Partners no longer may be deemed to beneficially own more than 10% of the Class A Common Stock. Mangrove Partners is voluntarily filing this Form 4 to report that it is no longer subject to Section 16 of the Exchange Act with respect to the Class A Common Stock and therefore will no longer report any such transactions on Form 4 or Form 5. On December 28, 2024, after the Reporting Person was no longer subject to Section 16 of the Exchange Act, the Reporting Person elected to redeem all of its shares of Class A Common Stock for cash.