Jun Ye - 07 Jan 2025 Form 4 Insider Report for Cepton, Inc.

Source evidence Original filing metadata and source links for verification. 4 source fields
SEC form
4
Accepted by SEC
07 Jan 2025, 17:27:16 UTC
Prior SEC filing
11 Feb 2022
Source filing
View source filing
Reporting owner 1 detail
Reporting owner signature
/s/ Jun Ye

Key filing fact

Jun Ye filed Form 4 for Cepton, Inc. on 07 Jan 2025.

Key facts

  • This page summarizes Jun Ye's Form 4 filing for Cepton, Inc..
  • 4 reported transactions and 0 derivative rows are listed below.
  • Accepted by SEC: 07 Jan 2025, 17:27.

Change

  • Previous filing in this sequence was filed on 11 Feb 2022.
  • Current net transaction value: -$8,215,673.

Research use

  • This tells you what this filing adds before you inspect full transaction and derivative tables.
  • You can trace every row back to the original SEC filing document.

Evidence

Filed on Form 4

Ownership activity is grounded in SEC Form 4 disclosures.

View source filing

Reported non-derivative transactions

Shares, units, or other non-derivative securities reported in this filing.

CPTN transaction

Common Stock

Disposed to Issuer

Transaction value
$6,599,461
Shares
-2,081,849
Change %
-100%
Price
$3.17
Shares after
0
Date
07 Jan 2025
Ownership
Direct
Footnotes
F1
CPTN transaction

Common Stock

Disposed to Issuer

Transaction value
$776,406
Shares
-244,923
Change %
-100%
Price
$3.17
Shares after
0
Date
07 Jan 2025
Ownership
See footnote.
Footnotes
F1, F2
CPTN transaction

Common Stock

Disposed to Issuer

Transaction value
$776,406
Shares
-244,923
Change %
-100%
Price
$3.17
Shares after
0
Date
07 Jan 2025
Ownership
See footnote.
Footnotes
F1, F3
CPTN transaction

Common Stock

Disposed to Issuer

Transaction value
$63,400
Shares
-20,000
Change %
-100%
Price
$3.17
Shares after
0
Date
07 Jan 2025
Ownership
See footnote.
Footnotes
F1, F4
* marks a reported price that did not pass the local price check.

Additional SEC filing notes

Filing notes and footnotes

Section 16 status

Jun Ye is no longer subject to Section 16 filing requirements. Form 4 or Form 5 obligations may still apply in specific circumstances.

Explanation of responses 4 footnotes

Footnote F1

Disposed of in accordance with the terms of the Agreement and Plan of Merger, dated as of July 29, 2024 (the "Merger Agreement"), entered into by and among the Issuer, KOITO MANUFACTURING CO., LTD. ("Parent") and Project Camaro Merger Sub, Inc. ("Merger Sub"). Pursuant to the Merger Agreement, Merger Sub merged with and into the Issuer (the "Merger") on January 7, 2025 (the "Effective Time"). At the Effective Time, each share of Common Stock that was outstanding as of immediately prior to the Effective Time (other than certain exceptions) was automatically cancelled and converted into the right to receive $3.17 in cash, without interest.

Footnote F2

The shares of Common Stock are held by the Lynnelle Lin Ye Irrevocable Trust dated December 8, 2020, of which the Reporting Person is a trustee.

Footnote F3

The shares of Common Stock are held by the Brion Qi Ye Irrevocable Trust dated December 8, 2020, of which the Reporting Person is a trustee.

Footnote F4

The shares of Common Stock are held by the Ye-Wang Family Trust, dated March 31, 2007, of which the Reporting Person is a trustee.

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