Michael Edward Sherman - 02 Jan 2025 Form 4 Insider Report for Ontrak, Inc. (OTRK)

Reporting relationship: Director
Issuer ticker: OTRK
Reported as of: 02 Jan 2025
Net transaction value: $0
SEC form: 4
Accepted by SEC: 06 Jan 2025, 20:08:28 UTC
Prior SEC filing: 07 Jan 2025
Next SEC filing: 09 Jan 2026
Source filing: View source filing
Reporting owner signature: /s/Sherman Michael Edward

Key filing fact

Michael Edward Sherman filed Form 4 for Ontrak, Inc. (OTRK) on 06 Jan 2025.

Key facts

This page summarizes Michael Edward Sherman's Form 4 filing for Ontrak, Inc. (OTRK).
1 reported transaction and 1 derivative row are listed below.
Accepted by SEC: 06 Jan 2025, 20:08.

Change

Previous filing in this sequence was filed on 07 Jan 2025.
Current net transaction value: $0.

Research use

This tells you what this filing adds before you inspect full transaction and derivative tables.
You can trace every row back to the original SEC filing document.

Evidence

Filed on Form 4

Ownership activity is grounded in SEC Form 4 disclosures.

View source filing

Reported derivative securities

Options, warrants, convertible securities, or similar derivative positions disclosed in the filing.

OTRK transaction Derivative

Option (right to buy)

Award

Transaction value: $0
Shares: +91,829
Change %
Price: $0.000000
Shares after: 91,829
Date: 02 Jan 2025
Ownership: Direct
Underlying class: Ontrak, Inc. Common Stock
Underlying amount: 91,829
Exercise price: $1.85
Footnotes: F1, F2

^* marks a reported price that did not pass the local price check.

Additional SEC filing notes

Filing notes and footnotes

Explanation of responses 2 footnotes

Footnote F1

These securities were granted to Mr. Sherman for his services as Chairman of the Company's Board of Directors and Chairman of the Compensation Committee.

Footnote F2

25% of these options shall vest at the at the end of each quarter beginning January 1, 2025, such that all shares pursuant to the option shall be vested on December 31, 2025. Quarterly vesting of the options will be subject to Mr. Sherman attending board meetings, unless such absence is excused by the Chairman of the Board.