Berman Richard A. - 02 Jan 2025 Form 4 Insider Report for Ontrak, Inc. (OTRK)

Source evidence Original filing metadata and source links for verification. 4 source fields
SEC form
4
Accepted by SEC
06 Jan 2025, 19:30:22 UTC
Prior SEC filing
12 Sep 2024
Source filing
View source filing
Reporting owner 1 detail
Reporting owner signature
/s/Berman Richard A

Key filing fact

Berman Richard A. filed Form 4 for Ontrak, Inc. (OTRK) on 06 Jan 2025.

Key facts

  • This page summarizes Berman Richard A.'s Form 4 filing for Ontrak, Inc. (OTRK).
  • 1 reported transaction and 1 derivative row are listed below.
  • Accepted by SEC: 06 Jan 2025, 19:30.

Change

  • Previous filing in this sequence was filed on 12 Sep 2024.
  • Current net transaction value: $0.

Research use

  • This tells you what this filing adds before you inspect full transaction and derivative tables.
  • You can trace every row back to the original SEC filing document.

Evidence

Filed on Form 4

Ownership activity is grounded in SEC Form 4 disclosures.

View source filing

Reported derivative securities

Options, warrants, convertible securities, or similar derivative positions disclosed in the filing.

OTRK transaction Derivative

Option (right to buy)

Award

Transaction value
$0
Shares
+65,592
Change %
Price
$0.000000
Shares after
65,592
Date
02 Jan 2025
Ownership
Direct
Underlying class
Ontrak, Inc. Common Stock
Underlying amount
65,592
Exercise price
$1.85
Footnotes
F1, F2
* marks a reported price that did not pass the local price check.

Additional SEC filing notes

Filing notes and footnotes

Explanation of responses 2 footnotes

Footnote F1

These securities were granted to Mr. Berman for his services as a member of the Company's Board of Directors and Chairman of the Audit Committee.

Footnote F2

25% of these options shall vest at the at the end of each quarter beginning January 1, 2025, such that all shares pursuant to the option shall be vested on December 31, 2025. Quarterly vesting of the options will be subject to Mr. Berman attending board meetings, unless such absence is excused by the Chairman of the Board.

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