John Hazen - 02 Jan 2025 Form 4 Insider Report for Boot Barn Holdings, Inc. (BOOT)

Reporting relationship: INTERIM CEO
Issuer ticker: BOOT
Reported as of: 02 Jan 2025
Net transaction value: -$823,099
SEC form: 4
Accepted by SEC: 03 Jan 2025, 17:13:29 UTC
Prior SEC filing: 25 Nov 2024
Next SEC filing: 13 May 2025
Source filing: View source filing
Reporting owner signature: /s/ John Hazen

Key filing fact

John Hazen filed Form 4 for Boot Barn Holdings, Inc. (BOOT) on 03 Jan 2025.

Key facts

This page summarizes John Hazen's Form 4 filing for Boot Barn Holdings, Inc. (BOOT).
8 reported transactions and 2 derivative rows are listed below.
Accepted by SEC: 03 Jan 2025, 17:13.

Change

Previous filing in this sequence was filed on 25 Nov 2024.
Current net transaction value: -$823,099.

Research use

This tells you what this filing adds before you inspect full transaction and derivative tables.
You can trace every row back to the original SEC filing document.

Evidence

Filed on Form 4

Ownership activity is grounded in SEC Form 4 disclosures.

View source filing

Reported non-derivative transactions

Shares, units, or other non-derivative securities reported in this filing.

BOOT transaction

Common Stock

Options Exercise

Transaction value: $63,930
Shares: +3,053
Change %: +78%
Price: $20.94
Shares after: 6,990
Date: 02 Jan 2025
Ownership: Direct

BOOT transaction

Common Stock

Options Exercise

Transaction value: $78,453
Shares: +3,258
Change %: +47%
Price: $24.08
Shares after: 10,248
Date: 02 Jan 2025
Ownership: Direct

BOOT transaction

Common Stock

Sale

Transaction value: $53,620
Shares: -354
Change %: -3.5%
Price: $151.47
Shares after: 9,894
Date: 02 Jan 2025
Ownership: Direct
Footnotes: F1, F2

BOOT transaction

Common Stock

Sale

Transaction value: $812,164
Shares: -5,310
Change %: -54%
Price: $152.95
Shares after: 4,584
Date: 02 Jan 2025
Ownership: Direct
Footnotes: F1, F3

BOOT transaction

Common Stock

Sale

Transaction value: $94,593
Shares: -614
Change %: -13%
Price: $154.06
Shares after: 3,970
Date: 02 Jan 2025
Ownership: Direct
Footnotes: F1, F4

BOOT transaction

Common Stock

Sale

Transaction value: $5,103
Shares: -33
Change %: -0.83%
Price: $154.65
Shares after: 3,937
Date: 02 Jan 2025
Ownership: Direct
Footnotes: F1, F5

BOOT holding

Common Stock

No transaction description listed

Transaction value
Shares
Change %
Price
Shares after: 16,550
Date: 02 Jan 2025
Ownership: Direct
Footnotes: F6

Reported derivative securities

Options, warrants, convertible securities, or similar derivative positions disclosed in the filing.

BOOT transaction Derivative

Options

Options Exercise

Transaction value: $0
Shares: -3,053
Change %: -100%
Price: $0.000000
Shares after: 0
Date: 02 Jan 2025
Ownership: Direct
Underlying class: Common Stock
Underlying amount: 3,053
Exercise price: $20.94
Footnotes: F7

BOOT transaction Derivative

Options

Options Exercise

Transaction value: $0
Shares: -3,258
Change %: -100%
Price: $0.000000
Shares after: 0
Date: 02 Jan 2025
Ownership: Direct
Underlying class: Common Stock
Underlying amount: 3,258
Exercise price: $24.08
Footnotes: F7

^* marks a reported price that did not pass the local price check.

Additional SEC filing notes

Filing notes and footnotes

Rule 10b5-1 trading plan

These transactions were reported as open-market trades under a Rule 10b5-1 plan. The plan lets an insider set trading instructions in advance, which can reduce the risk of trading while in possession of material nonpublic information.

Original filing language: transaction made pursuant to a contract, instruction, or written plan intended to satisfy Rule 10b5-1(c).

Explanation of responses 7 footnotes

Footnote F1

These sales were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on August 14, 2024.

Footnote F2

Reflects the weighted average price of sales on January 2, 2025. The shares were sold in multiple transactions at prices ranging from $151.27 to $152.26, inclusive. The reporting person undertakes to provide to Boot Barn Holdings, Inc., any security holder of Boot Barn Holdings, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within such range.

Footnote F3

Reflects the weighted average price of sales on January 2, 2025. The shares were sold in multiple transactions at prices ranging from $152.62 to $153.60, inclusive. The reporting person undertakes to provide to Boot Barn Holdings, Inc., any security holder of Boot Barn Holdings, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within such range.

Footnote F4

Reflects the weighted average price of sales on January 2, 2025. The shares were sold in multiple transactions at prices ranging from $153.64 to $154.41, inclusive. The reporting person undertakes to provide to Boot Barn Holdings, Inc., any security holder of Boot Barn Holdings, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within such range.

Footnote F5

Reflects the weighted average price of sales on January 2, 2025. The shares were sold in multiple transactions at prices ranging from $154.65 to $154.66, inclusive. The reporting person undertakes to provide to Boot Barn Holdings, Inc., any security holder of Boot Barn Holdings, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within such range.

Footnote F6

Consists of the total number of shares of common stock underlying restricted stock units held by the reporting person as of January 2, 2025 that remain subject to time-based vesting.

Footnote F7

The options were granted under the Company's 2014 Equity Incentive Plan and were subject to vesting over a four-year period in equal annual installments on each anniversary of the grant date.