Lucy Lu - 01 Jan 2025 Form 4 Insider Report for Fortress Biotech, Inc. (FBIO)

Source evidence Original filing metadata and source links for verification. 5 source fields
SEC form
4
Accepted by SEC
03 Jan 2025, 16:20:13 UTC
Prior SEC filing
02 Oct 2024
Next SEC filing
08 May 2025
Source filing
View source filing
Reporting owner 1 detail
Reporting owner signature
/s/ Samuel Berry, Attorney-in-Fact

Key filing fact

Lucy Lu filed Form 4 for Fortress Biotech, Inc. (FBIO) on 03 Jan 2025.

Key facts

  • This page summarizes Lucy Lu's Form 4 filing for Fortress Biotech, Inc. (FBIO).
  • 1 reported transaction and 0 derivative rows are listed below.
  • Accepted by SEC: 03 Jan 2025, 16:20.

Change

  • Previous filing in this sequence was filed on 02 Oct 2024.
  • Current net transaction value: $0.

Research use

  • This tells you what this filing adds before you inspect full transaction and derivative tables.
  • You can trace every row back to the original SEC filing document.

Evidence

Filed on Form 4

Ownership activity is grounded in SEC Form 4 disclosures.

View source filing

Reported non-derivative transactions

Shares, units, or other non-derivative securities reported in this filing.

FBIO transaction

common stock, par value $0.001

Award

Transaction value
$0
Shares
+49,383
Change %
+415%
Price
$0.000000
Shares after
61,273
Date
01 Jan 2025
Ownership
Direct
Footnotes
F1, F2
* marks a reported price that did not pass the local price check.

Additional SEC filing notes

Filing notes and footnotes

Explanation of responses 2 footnotes

Footnote F1

The Reporting Person was granted 49,383 shares of restricted stock pursuant to the Issuer's 2013 Stock Incentive Plan, as amended. One-third of the shares will vest on each of January 1, 2026, 2027, and 2028, subject to continued service. The reporting person elected to defer 100% of these restricted shares pursuant to the Issuer's Deferred Compensation Plan for Directors and instead received deferred share units that are subject to the same vesting conditions. Vested shares will be delivered to the Reporting Person in January of the year following the Reporting Person's termination of service, or earlier upon their death or change in control of the Issuer.

Footnote F2

Total holdings include 58,047 shares underlying deferred restricted stock units.

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