Key facts
- This page summarizes Joanne Ellsworth's Form 4 filing for Global Water Resources, Inc. (GWRS).
- 6 reported transactions and 3 derivative rows are listed below.
- Accepted by SEC: 02 Jan 2025, 19:52.
Joanne Ellsworth - 30 Dec 2024 Form 4 Insider Report for Global Water Resources, Inc. (GWRS)
- Reporting relationship
- Executive Vice President
- Issuer ticker
- GWRS
- Reported as of
- 30 Dec 2024
- Net transaction value
- -$85,909
- SEC form
- 4
- Accepted by SEC
- 02 Jan 2025, 19:52:47 UTC
- Prior SEC filing
- 02 Dec 2024
- Next SEC filing
- 04 Feb 2025
- Source filing
- View source filing
- Reporting owner signature
- /s/ Suzette Prante, attorney-in-fact
Source evidence
Original filing metadata and source links for verification.
5 source fields
Reporting owner
1 detail
Key filing fact
Joanne Ellsworth filed Form 4 for Global Water Resources, Inc. (GWRS) on 02 Jan 2025.
Change
- Previous filing in this sequence was filed on 02 Dec 2024.
- Current net transaction value: -$85,909.
Research use
- This tells you what this filing adds before you inspect full transaction and derivative tables.
- You can trace every row back to the original SEC filing document.
Evidence
Filed on Form 4
View source filing
Ownership activity is grounded in SEC Form 4 disclosures.
Reported non-derivative transactions
Shares, units, or other non-derivative securities reported in this filing.
GWRS
transaction
Common Stock
Options Exercise
- Transaction value
- $53,250
- Shares
- +12,500
- Change %
- +73%
- Price
- $4.26
- Shares after
- 29,725
- Date
- 30 Dec 2024
- Ownership
- Direct
GWRS
transaction
Common Stock
Disposed to Issuer
- Transaction value
- $143,000
- Shares
- -12,500
- Change %
- -42%
- Price
- $11.44
- Shares after
- 17,225
- Date
- 30 Dec 2024
- Ownership
- Direct
GWRS
transaction
Common Stock
Options Exercise
- Transaction value
- $3,841
- Shares
- +334
- Change %
- +1.9%
- Price
- $11.50
- Shares after
- 17,559
- Date
- 31 Dec 2024
- Ownership
- Direct
Reported derivative securities
Options, warrants, convertible securities, or similar derivative positions disclosed in the filing.
GWRS
transaction
Derivative
Stock Appreciation Right
Options Exercise
- Transaction value
- $0
- Shares
- -12,500
- Change %
- -100%
- Price
- $0.000000
- Shares after
- 0
- Date
- 30 Dec 2024
- Ownership
- Direct
- Underlying class
- Common Stock
- Underlying amount
- 12,500
- Exercise price
- $4.26
- Footnotes
- F1
GWRS
transaction
Derivative
Restricted Stock Units
Award
- Transaction value
- $0
- Shares
- +4
- Change %
- +0.22%
- Price
- $0.000000
- Shares after
- 1,827
- Date
- 30 Dec 2024
- Ownership
- Direct
- Underlying class
- Common Stock
- Underlying amount
- 4
- Exercise price
- Footnotes
- F2, F3, F4
GWRS
transaction
Derivative
Restricted Stock Units
Options Exercise
- Transaction value
- $0
- Shares
- -334
- Change %
- -18%
- Price
- $0.000000
- Shares after
- 1,493
- Date
- 31 Dec 2024
- Ownership
- Direct
- Underlying class
- Common Stock
- Underlying amount
- 334
- Exercise price
- Footnotes
- F2, F4, F5
* marks a reported price that did not pass the local price check.
Additional SEC filing notes
Filing notes and footnotes
Explanation of responses 5 footnotes
Footnote F1
The reporting person was originally granted 50,000 shares of stock appreciation rights on February 11, 2015. The stock appreciation rights vested ratably over four calendar years beginning January 1, 2015 and were fully vested on December 31, 2018.
Footnote F2
Each restricted stock unit ("RSU") is the economic equivalent of one share of common stock of Global Water Resources, Inc. ("the Company").
Footnote F3
The RSUs are fully vested upon grant and immediately exercisable. The RSUs do not have a set expiration date.
Footnote F4
The total includes prior grants that have different vesting and expiration dates, as previously reported by the reporting person.
Footnote F5
The RSUs are exercisable at time of vesting and do not have a set expiration date.