Richard H. Davis - 30 Dec 2024 Form 4 Insider Report for 374Water Inc. (SCWO)

Source evidence Original filing metadata and source links for verification. 4 source fields
SEC form
4
Accepted by SEC
02 Jan 2025, 19:30:50 UTC
Prior SEC filing
25 Nov 2024
Source filing
View source filing
Reporting owner 1 detail
Reporting owner signature
/s/ Rick Davis

Key filing fact

Richard H. Davis filed Form 4 for 374Water Inc. (SCWO) on 02 Jan 2025.

Key facts

  • This page summarizes Richard H. Davis's Form 4 filing for 374Water Inc. (SCWO).
  • 3 reported transactions and 1 derivative row are listed below.
  • Accepted by SEC: 02 Jan 2025, 19:30.

Change

  • Previous filing in this sequence was filed on 25 Nov 2024.
  • Current net transaction value: -$0.35.

Research use

  • This tells you what this filing adds before you inspect full transaction and derivative tables.
  • You can trace every row back to the original SEC filing document.

Evidence

Filed on Form 4

Ownership activity is grounded in SEC Form 4 disclosures.

View source filing

Reported non-derivative transactions

Shares, units, or other non-derivative securities reported in this filing.

SCWO transaction

Common Stock

Options Exercise

Transaction value
$120,000
Shares
+1,000,000
Change %
+310%
Price
$0.1200
Shares after
1,322,898
Date
30 Dec 2024
Ownership
Direct
Footnotes
F1
SCWO transaction

Common Stock

Tax liability

Transaction value
$120,000
Shares
-179,105
Change %
-14%
Price
$0.6700
Shares after
1,143,793
Date
30 Dec 2024
Ownership
Direct
SCWO holding

Common Stock

No transaction description listed

Transaction value
Shares
Change %
Price
Shares after
160,533
Date
30 Dec 2024
Ownership
By spouse
SCWO holding

Common Stock

No transaction description listed

Transaction value
Shares
Change %
Price
Shares after
10,000
Date
30 Dec 2024
Ownership
By Darby Shore Management Inc
Footnotes
F2

Reported derivative securities

Options, warrants, convertible securities, or similar derivative positions disclosed in the filing.

SCWO transaction Derivative

Stock options (right to buy)

Options Exercise

Transaction value
$0
Shares
-1,000,000
Change %
-27%
Price
$0.000000
Shares after
2,700,000
Date
30 Dec 2024
Ownership
Direct
Underlying class
Common Stock
Underlying amount
1,000,000
Exercise price
$0.1200
* marks a reported price that did not pass the local price check.

Additional SEC filing notes

Filing notes and footnotes

Explanation of responses 2 footnotes

Footnote F1

Represents a fully vested stock option, which was exercised in connection with tax planning purposes and for which the exercise price was paid through the withholding of exercised shares. The Reporting Person intends to hold the shares until at least May 2025 pursuant to a lock-up agreement and the Issuer's insider trading policy.

Footnote F2

The Reporting Person is an officer, director and 25% shareholder of Darby Shore Management, Inc., a Florida corporation ("Darby"), and may be deemed to have voting and investment power over the shares held by Darby.

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