Stewart Wallach - 20 Dec 2024 Form 4 Insider Report for CAPSTONE COMPANIES, INC. (CAPC)

Reporting relationship: 10%+ Owner
Issuer ticker: CAPC
Reported as of: 20 Dec 2024
Net transaction value: $0
SEC form: 4
Accepted by SEC: 26 Dec 2024, 14:15:28 UTC
Next SEC filing: 10 Feb 2025
Source filing: View source filing
Reporting owner signature: /s/ Stewart Wallach

Key filing fact

Stewart Wallach filed Form 4 for CAPSTONE COMPANIES, INC. (CAPC) on 26 Dec 2024.

Key facts

This page summarizes Stewart Wallach's Form 4 filing for CAPSTONE COMPANIES, INC. (CAPC).
1 reported transaction and 1 derivative row are listed below.
Accepted by SEC: 26 Dec 2024, 14:15.

Change

No earlier filing in this sequence is available for direct comparison.
Current net transaction value: $0.

Research use

This tells you what this filing adds before you inspect full transaction and derivative tables.
You can trace every row back to the original SEC filing document.

Evidence

Filed on Form 4

Ownership activity is grounded in SEC Form 4 disclosures.

View source filing

Reported derivative securities

Options, warrants, convertible securities, or similar derivative positions disclosed in the filing.

CAPC transaction Derivative

Series B-1 Convertible Preferred Stock

Purchase

Transaction value
Shares: +419,609
Change %: +5595%
Price
Shares after: 427,109
Date: 20 Dec 2024
Ownership: Direct
Underlying class: Common
Underlying amount: 27,971,181
Exercise price: $0.6600
Footnotes: F1, F2

^* marks a reported price that did not pass the local price check.

Additional SEC filing notes

Filing notes and footnotes

Explanation of responses 2 footnotes

Footnote F1

Series B-1 Conv. Preferred Stock (B-1 Stock) issued to cancel $1,392,570 debt owed Stewart Wallach and $657,887 owed to Group Nexus LLC, a LLC controlled by Mr. Wallach. Conversion price based on bid of common stock on issuance date x 66.66. Each share of B-1 Stock converts to 66.66 shares of Common Stock. 134,631 shares of B-1 Stock reported above was issued to Group Nexus LLC.

Footnote F2

Expiration Date is blank because the derivative security does not have a stated expiration date or trigger event date for exercise.