Key facts
- This page summarizes EcoR1 Capital, LLC's Form 4 filing for Zymeworks Inc. (ZYME).
- 1 reported transaction and 1 derivative row are listed below.
- Accepted by SEC: 23 Dec 2024, 19:53.
EcoR1 Capital, LLC - 26 Dec 2023 Form 4 Insider Report for Zymeworks Inc. (ZYME)
- Reporting relationship
- 10%+ Owner
- Issuer ticker
- ZYME
- Reported as of
- 26 Dec 2023
- Net transaction value
- +$49,999,993
- SEC form
- 4
- Accepted by SEC
- 23 Dec 2024, 19:53:03 UTC
- Prior SEC filing
- 27 Dec 2023
- Next SEC filing
- 26 Mar 2024
- Source filing
- View source filing
- Reporting owner signature
- /s/ Oleg Nodelman
Source evidence
Original filing metadata and source links for verification.
5 source fields
Reporting owner
1 detail
Key filing fact
EcoR1 Capital, LLC filed Form 4 for Zymeworks Inc. (ZYME) on 23 Dec 2024.
Change
- Previous filing in this sequence was filed on 27 Dec 2023.
- Current net transaction value: +$49,999,993.
Research use
- This tells you what this filing adds before you inspect full transaction and derivative tables.
- You can trace every row back to the original SEC filing document.
Evidence
Filed on Form 4
View source filing
Ownership activity is grounded in SEC Form 4 disclosures.
Reported derivative securities
Options, warrants, convertible securities, or similar derivative positions disclosed in the filing.
ZYME
transaction
Derivative
Pre-Funded Warrants
Purchase
- Transaction value
- $49,999,993
- Shares
- +5,086,521
- Change %
- Price
- $9.83
- Shares after
- 5,086,521
- Date
- 26 Dec 2023
- Ownership
- See note
- Underlying class
- Common Stock
- Underlying amount
- 5,086,521
- Exercise price
- $0.000100
- Footnotes
- F1, F2, F3, F4, F5
* marks a reported price that did not pass the local price check.
Additional SEC filing notes
Filing notes and footnotes
Explanation of responses 5 footnotes
Footnote F1
The reporting persons are EcoR1 Capital, LLC ("EcoR1"), Oleg Nodelman and EcoR1 Capital Fund Qualified, L.P. ("Qualified Fund"). EcoR1 is the general partner and investment adviser of private funds, including Qualified Fund (the "Funds"). Mr. Nodelman is the manager and controlling owner of EcoR1. EcoR1 is filing this Form 4 for itself, Mr. Nodelman and Qualified Fund. The filers are filing this Form 4 jointly, but not as a group, and each expressly disclaims membership in a group within the meaning of Rule 13d-5(b) under the Securities Exchange Act of 1934. The Funds hold these securities directly for the benefit of their investors. EcoR1 may be deemed to indirectly beneficially own them as the investment adviser to the Funds. Mr. Nodelman may be deemed to indirectly beneficially own them as the control person of EcoR1. The filers disclaim beneficial ownership of the securities except to the extent of their respective pecuniary interests therein.
Footnote F2
Qualified Fund purchased 4,818,462 of the pre-funded warrants reported in this transaction.
Footnote F3
The pre-funded warrants do not have an expiration date.
Footnote F4
Each pre-funded warrant will be exercisable to purchase one share of Common Stock, except that the pre-funded warrants cannot be exercised if, after giving effect or immediately prior to such exercise, the reporting person, together with its affiliates and any other persons whose beneficial ownership of shares of Common Stock would be aggregated with the reporting person for purposes of Section 13(d) of the Securities Exchange Act of 1934 would beneficially own more than 19.99% of the total number of issued and outstanding shares of Common Stock or voting power of the issuer following such exercise.
Footnote F5
After this transaction, Qualified Fund owned 4,818,462 of the pre-funded warrants.