Marc Holmes - 20 Dec 2024 Form 4 Insider Report for HashiCorp, Inc.

Source evidence Original filing metadata and source links for verification. 5 source fields
SEC form
4
Accepted by SEC
23 Dec 2024, 16:40:39 UTC
Prior SEC filing
25 Sep 2024
Next SEC filing
21 Feb 2025
Source filing
View source filing
Reporting owner 1 detail
Reporting owner signature
/s/ Paul Warenski, by power of attorney

Key filing fact

Marc Holmes filed Form 4 for HashiCorp, Inc. on 23 Dec 2024.

Key facts

  • This page summarizes Marc Holmes's Form 4 filing for HashiCorp, Inc..
  • 10 reported transactions and 7 derivative rows are listed below.
  • Accepted by SEC: 23 Dec 2024, 16:40.

Change

  • Previous filing in this sequence was filed on 25 Sep 2024.
  • Current net transaction value: -$400,990.

Research use

  • This tells you what this filing adds before you inspect full transaction and derivative tables.
  • You can trace every row back to the original SEC filing document.

Evidence

Filed on Form 4

Ownership activity is grounded in SEC Form 4 disclosures.

View source filing

Reported non-derivative transactions

Shares, units, or other non-derivative securities reported in this filing.

HCP transaction

Class A Common Stock

Options Exercise

Transaction value
Shares
+21,372
Change %
+244%
Price
Shares after
30,126
Date
20 Dec 2024
Ownership
Direct
Footnotes
F1
HCP transaction

Class A Common Stock

Conversion of derivative security

Transaction value
Shares
+8,650
Change %
+29%
Price
Shares after
38,776
Date
20 Dec 2024
Ownership
Direct
Footnotes
F2
HCP transaction

Class A Common Stock

Tax liability

Transaction value
$400,990
Shares
-11,718
Change %
-30%
Price
$34.22
Shares after
27,058
Date
20 Dec 2024
Ownership
Direct
Footnotes
F3

Reported derivative securities

Options, warrants, convertible securities, or similar derivative positions disclosed in the filing.

HCP transaction Derivative

Restricted Stock Units

Options Exercise

Transaction value
$0
Shares
-5,938
Change %
-20%
Price
$0.000000
Shares after
23,750
Date
20 Dec 2024
Ownership
Direct
Underlying class
Class A Common Stock
Underlying amount
5,938
Exercise price
Footnotes
F1, F4
HCP transaction Derivative

Restricted Stock Units

Options Exercise

Transaction value
$0
Shares
-1,470
Change %
-17%
Price
$0.000000
Shares after
7,351
Date
20 Dec 2024
Ownership
Direct
Underlying class
Class A Common Stock
Underlying amount
1,470
Exercise price
Footnotes
F1, F5
HCP transaction Derivative

Restricted Stock Units

Options Exercise

Transaction value
$0
Shares
-6,718
Change %
-10%
Price
$0.000000
Shares after
60,463
Date
20 Dec 2024
Ownership
Direct
Underlying class
Class A Common Stock
Underlying amount
6,718
Exercise price
Footnotes
F1, F6
HCP transaction Derivative

Restricted Stock Units

Options Exercise

Transaction value
$0
Shares
-7,246
Change %
-7.1%
Price
$0.000000
Shares after
94,207
Date
20 Dec 2024
Ownership
Direct
Underlying class
Class A Common Stock
Underlying amount
7,246
Exercise price
Footnotes
F1, F7
HCP transaction Derivative

Restricted Stock Units

Options Exercise

Transaction value
$0
Shares
-8,650
Change %
-100%
Price
$0.000000
Shares after
0
Date
20 Dec 2024
Ownership
Direct
Underlying class
Class B Common Stock
Underlying amount
8,650
Exercise price
Footnotes
F8, F9
HCP transaction Derivative

Class B Common Stock

Options Exercise

Transaction value
$0
Shares
+8,650
Change %
Price
$0.000000
Shares after
8,650
Date
20 Dec 2024
Ownership
Direct
Underlying class
Class A Common Stock
Underlying amount
8,650
Exercise price
Footnotes
F2
HCP transaction Derivative

Class B Common Stock

Conversion of derivative security

Transaction value
$0
Shares
-8,650
Change %
-100%
Price
$0.000000
Shares after
0
Date
20 Dec 2024
Ownership
Direct
Underlying class
Class A Common Stock
Underlying amount
8,650
Exercise price
Footnotes
F2
* marks a reported price that did not pass the local price check.

Additional SEC filing notes

Filing notes and footnotes

Explanation of responses 9 footnotes

Footnote F1

Each restricted stock unit, or RSU, represents a contingent right to receive one share of Class A Common Stock.

Footnote F2

Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.

Footnote F3

The reported shares were withheld to satisfy the reporting person's tax liability in connection with the vesting of RSUs.

Footnote F4

The remaining RSUs vest in three equal quarterly installments beginning on March 20, 2025.

Footnote F5

The remaining RSUs vest in five equal quarterly installments beginning on March 20, 2025.

Footnote F6

The remaining RSUs vest in nine equal quarterly installments beginning on March 20, 2025.

Footnote F7

The remaining RSUs vest in 13 equal quarterly installments beginning on March 20, 2025.

Footnote F8

Each RSU represents a contingent right to receive one share of Class B Common Stock.

Footnote F9

All of the RSUs vested on December 20, 2024.

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