Key facts
- This page summarizes Julie K. Streich's Form 4 filing for BARNES GROUP INC.
- 9 reported transactions and 3 derivative rows are listed below.
- Accepted by SEC: 19 Dec 2024, 17:00.
Key filing fact
Ownership activity is grounded in SEC Form 4 disclosures.
Shares, units, or other non-derivative securities reported in this filing.
Options Exercise
Options Exercise
Options Exercise
Options Exercise
Options Exercise
Options Exercise
Options, warrants, convertible securities, or similar derivative positions disclosed in the filing.
Options Exercise
Options Exercise
Options Exercise
Additional SEC filing notes
Footnote F1
Reflects the exercise of stock options granted on 2/10/2022, 2/9/2023 and 2/8/2024, respectively, that otherwise would have been canceled in exchange for the merger consideration less the applicable exercise price for each underlying share upon the closing of the transactions contemplated the Agreement and Plan of Merger, dated October 6, 2024, by and among Barnes Group Inc., Goat Holdco, LLC and Goat Merger Sub, Inc. (the Merger Agreement), for the purpose of mitigating potential adverse tax consequences under Sections 280G and 4999 of the Internal Revenue Code of 1986, as amended, in connection with the consummation of the transactions contemplated by the Merger Agreement.
Footnote F2
Includes balances of 1,699 Restricted Stock Units ("RSUs") granted 2/10/2022, 11,700 RSUs granted 2/9/2023, and 3,733 RSUs granted 2/9/2023, and 7,900 RSUs granted 2/8/2024, that are subject to forfeiture if certain events occur, and are payable in shares of common stock on or as soon as practicable following the applicable vesting date. Also includes 36.30 shares acquired under a dividend reinvestment plan on September 10, 2024.
Footnote F3
Reflects shares withheld to satisfy exercise prices and income tax and remittance obligations of the reporting person in connection with the exercise described above.
Footnote F4
The options vested 33.334% on the 18th month and 33.333% on the 30th and 42nd months from the 2/10/2022, 2/9/2023, and 2/8/2024 grant date, respectively.