Key facts
- This page summarizes Alpha Units Holdings, Inc.'s Form 4 filing for ALLIANCEBERNSTEIN L.P..
- 1 reported transaction and 0 derivative rows are listed below.
- Accepted by SEC: 19 Dec 2024, 16:32.
Alpha Units Holdings, Inc. - 19 Dec 2024 Form 4 Insider Report for ALLIANCEBERNSTEIN L.P.
- Reporting relationship
- Affiliate of holder of general partnership units.
- Issuer ticker
- N/A
- Reported as of
- 19 Dec 2024
- Net transaction value
- $0
- Reporting owner signature
- /s/ Michael Brudoley, Assistant Secretary, Alpha Units Holdings, Inc.
Source evidence
Original filing metadata and source links for verification.
3 source fields
Reporting owner
1 detail
Key filing fact
Alpha Units Holdings, Inc. filed Form 4 for ALLIANCEBERNSTEIN L.P. on 19 Dec 2024.
Change
- No earlier filing in this sequence is available for direct comparison.
- Current net transaction value: $0.
Research use
- This tells you what this filing adds before you inspect full transaction and derivative tables.
- You can trace every row back to the original SEC filing document.
Evidence
Filed on Form 4
View source filing
Ownership activity is grounded in SEC Form 4 disclosures.
Reported non-derivative transactions
Shares, units, or other non-derivative securities reported in this filing.
No ticker
transaction
Units
Other
- Transaction value
- $0
- Shares
- +1,444,356
- Change %
- +1.9%
- Price
- $0.000000
- Shares after
- 75,851,289
- Date
- 19 Dec 2024
- Ownership
- Direct
- Footnotes
- F1, F2
* marks a reported price that did not pass the local price check.
Additional SEC filing notes
Filing notes and footnotes
Explanation of responses 2 footnotes
Footnote F1
Units Representing Assignments of Beneficial Ownership of Limited Partnership Interests ("AB Units") in AllianceBernstein L.P. ("AB").
Footnote F2
On December 19, 2024, AB entered into a Master Exchange Agreement (Exchange Agreement) providing for the issuance by AB of up to 10,000,000 units (AB Units) representing assignments of beneficial ownership of limited partnership interests in AB to Equitable Holdings, Inc. (EQH) and any of its wholly-owned subsidiaries in exchange for an equal number of units (Holding Units) representing assignments of beneficial ownership of limited partnership interests in AllianceBernstein Holding L.P. owned by EQH and such subsidiary, with such exchanges to occur from time to time over the next two years. Each Holding Unit so exchanged will be retired following such exchange. At the time the Exchange Agreement was entered into, AB and EQH exchanged 3,766,838 AB Units and AB and Alpha Units Holdings, Inc. exchanged 1,444,356 AB Units, in each case for an equal number of Holding Units (thereby reducing the 10,000,000 AB Units available for future exchange), and the acquired Holding Units were retired.
SEC remarks
Affiliate of holder of general partnership units.