Key facts
- This page summarizes Robert W. Duggan's Form 4 filing for PULSE BIOSCIENCES, INC. (PLSE).
- 9 reported transactions and 6 derivative rows are listed below.
- Accepted by SEC: 18 Dec 2024, 21:36.
Robert W. Duggan - 18 Dec 2024 Form 4 Insider Report for PULSE BIOSCIENCES, INC. (PLSE)
- Reporting relationship
- Director, 10%+ Owner
- Issuer ticker
- PLSE
- Reported as of
- 18 Dec 2024
- Net transaction value
- +$58,367,716
- SEC form
- 4
- Accepted by SEC
- 18 Dec 2024, 21:36:26 UTC
- Prior SEC filing
- 17 Dec 2024
- Next SEC filing
- 06 Jan 2025
- Source filing
- View source filing
- Reporting owner signature
- /s/ Kenneth B. Stratton, as Attorney-in-Fact
Source evidence
Original filing metadata and source links for verification.
5 source fields
Reporting owner
1 detail
Key filing fact
Robert W. Duggan filed Form 4 for PULSE BIOSCIENCES, INC. (PLSE) on 18 Dec 2024.
Change
- Previous filing in this sequence was filed on 17 Dec 2024.
- Current net transaction value: +$58,367,716.
Research use
- This tells you what this filing adds before you inspect full transaction and derivative tables.
- You can trace every row back to the original SEC filing document.
Evidence
Filed on Form 4
View source filing
Ownership activity is grounded in SEC Form 4 disclosures.
Reported non-derivative transactions
Shares, units, or other non-derivative securities reported in this filing.
PLSE
transaction
Common Stock
Exercise of in-the-money or at-the-money derivative security
- Transaction value
- $57,066,064
- Shares
- +5,187,824
- Change %
- +12%
- Price
- $11.00
- Shares after
- 47,516,541
- Date
- 18 Dec 2024
- Ownership
- Direct
- Footnotes
- F1
PLSE
transaction
Common Stock
Exercise of in-the-money or at-the-money derivative security
- Transaction value
- $759,220
- Shares
- +69,020
- Change %
- +12%
- Price
- $11.00
- Shares after
- 630,109
- Date
- 18 Dec 2024
- Ownership
- Affiliated Company 1
- Footnotes
- F1, F2
PLSE
transaction
Common Stock
Exercise of in-the-money or at-the-money derivative security
- Transaction value
- $542,432
- Shares
- +49,312
- Change %
- +12%
- Price
- $11.00
- Shares after
- 450,189
- Date
- 18 Dec 2024
- Ownership
- Affiliated Company 2
- Footnotes
- F1, F3
Reported derivative securities
Options, warrants, convertible securities, or similar derivative positions disclosed in the filing.
PLSE
transaction
Derivative
Warrants (right to buy)
Exercise of in-the-money or at-the-money derivative security
- Transaction value
- Shares
- -2,593,912
- Change %
- -100%
- Price
- Shares after
- 0
- Date
- 18 Dec 2024
- Ownership
- Direct
- Underlying class
- Common Stock
- Underlying amount
- 2,593,912
- Exercise price
- $11.00
- Footnotes
- F4, F5
PLSE
transaction
Derivative
Warrants (right to buy)
Exercise of in-the-money or at-the-money derivative security
- Transaction value
- Shares
- -2,593,912
- Change %
- -100%
- Price
- Shares after
- 0
- Date
- 18 Dec 2024
- Ownership
- Direct
- Underlying class
- Common Stock
- Underlying amount
- 2,593,912
- Exercise price
- $11.00
- Footnotes
- F4, F5
PLSE
transaction
Derivative
Warrants (right to buy)
Exercise of in-the-money or at-the-money derivative security
- Transaction value
- Shares
- -34,510
- Change %
- -100%
- Price
- Shares after
- 0
- Date
- 18 Dec 2024
- Ownership
- Affiliated Company 1
- Underlying class
- Common Stock
- Underlying amount
- 34,510
- Exercise price
- $11.00
- Footnotes
- F2, F4, F5
PLSE
transaction
Derivative
Warrants (right to buy)
Exercise of in-the-money or at-the-money derivative security
- Transaction value
- Shares
- -34,510
- Change %
- -100%
- Price
- Shares after
- 0
- Date
- 18 Dec 2024
- Ownership
- Affiliated Company 1
- Underlying class
- Common Stock
- Underlying amount
- 34,510
- Exercise price
- $11.00
- Footnotes
- F2, F4, F5
PLSE
transaction
Derivative
Warrants (right to buy)
Exercise of in-the-money or at-the-money derivative security
- Transaction value
- Shares
- -24,656
- Change %
- -100%
- Price
- Shares after
- 0
- Date
- 18 Dec 2024
- Ownership
- Affiliated Company 2
- Underlying class
- Common Stock
- Underlying amount
- 24,656
- Exercise price
- $11.00
- Footnotes
- F3, F4, F5
PLSE
transaction
Derivative
Warrants (right to buy)
Exercise of in-the-money or at-the-money derivative security
- Transaction value
- Shares
- -24,656
- Change %
- -100%
- Price
- Shares after
- 0
- Date
- 18 Dec 2024
- Ownership
- Affiliated Company 2
- Underlying class
- Common Stock
- Underlying amount
- 24,656
- Exercise price
- $11.00
- Footnotes
- F3, F4, F5
* marks a reported price that did not pass the local price check.
Additional SEC filing notes
Filing notes and footnotes
Explanation of responses 5 footnotes
Footnote F1
On December 18, 2024, the Reporting Person exercised warrants to purchase shares of the Issuer's common stock, at an exercise price of $11.00 per share.
Footnote F2
Shares and Warrants held by Genius 24C Inc., of which the Reporting Person is the sole shareholder.
Footnote F3
Shares and Warrants held by Blazon Corporation, of which the Reporting Person is the sole shareholder.
Footnote F4
The Reporting Person acquired the warrants pursuant to the exercise of subscription rights in connection with the Issuer's previously announced rights offering (the "Rights Offering"), as disclosed in the Registration Statement on Form S-3, as amended, and certain Current Reports on Form 8-K filed by the Issuer with the SEC.
Footnote F5
Pursuant to the terms of the Rights Offering, the Reporting Person purchased units at a price of $10.00 per unit, with each unit consisting of one share of common stock and two warrants each to purchase one half share of common stock at an exercise price of $11.00 per whole share. The warrants differ only in their redemption provisions.