Wenyi Gu - 16 Dec 2024 Form 4 Insider Report for Anteris Technologies Global Corp. (AVR)

Source evidence Original filing metadata and source links for verification. 4 source fields
SEC form
4
Accepted by SEC
18 Dec 2024, 21:18:24 UTC
Prior SEC filing
10 Dec 2024
Source filing
View source filing
Reporting owner 1 detail
Reporting owner signature
/s/ Matthew McDonnell, Attorney-in-Fact

Key filing fact

Wenyi Gu filed Form 4 for Anteris Technologies Global Corp. (AVR) on 18 Dec 2024.

Key facts

  • This page summarizes Wenyi Gu's Form 4 filing for Anteris Technologies Global Corp. (AVR).
  • 3 reported transactions and 3 derivative rows are listed below.
  • Accepted by SEC: 18 Dec 2024, 21:18.

Change

  • Previous filing in this sequence was filed on 10 Dec 2024.
  • Current net transaction value: $0.

Research use

  • This tells you what this filing adds before you inspect full transaction and derivative tables.
  • You can trace every row back to the original SEC filing document.

Evidence

Filed on Form 4

Ownership activity is grounded in SEC Form 4 disclosures.

View source filing

Reported derivative securities

Options, warrants, convertible securities, or similar derivative positions disclosed in the filing.

AVR transaction Derivative

Stock Option

Award

Transaction value
$0
Shares
+40,000
Change %
Price
$0.000000
Shares after
40,000
Date
16 Dec 2024
Ownership
Direct
Underlying class
Common Stock
Underlying amount
40,000
Exercise price
$8.25
Footnotes
F1, F2, F3
AVR transaction Derivative

Stock Option

Award

Transaction value
$0
Shares
+80,500
Change %
Price
$0.000000
Shares after
80,500
Date
16 Dec 2024
Ownership
Direct
Underlying class
Common Stock
Underlying amount
80,500
Exercise price
$15.28
Footnotes
F1, F2, F4
AVR transaction Derivative

Stock Option

Award

Transaction value
$0
Shares
+50,000
Change %
Price
$0.000000
Shares after
50,000
Date
16 Dec 2024
Ownership
Direct
Underlying class
Common Stock
Underlying amount
50,000
Exercise price
$14.64
Footnotes
F1, F2, F5
* marks a reported price that did not pass the local price check.

Additional SEC filing notes

Filing notes and footnotes

Explanation of responses 5 footnotes

Footnote F1

Options are issued in AUD. Exercise prices have been translated into USD using the December 15, 2024 exchange rate, which was approximately A$1.00 to $0.64.

Footnote F2

Legacy awards originally issued by Anteris Technologies Ltd ("ATL") that were assumed by the Issuer pursuant to a scheme of arrangement between ATL and its optionholders under Part 5.1 of the Australian Corporations Act 2001 (Cth), effective December 16, 2024.

Footnote F3

The option vests in three equal annual installments beginning on December 31, 2022, subject to the Reporting Person's continued service.

Footnote F4

The option vests in three equal annual installments beginning on September 15, 2024, subject to the Reporting Person's continued service.

Footnote F5

The option vests in three equal annual installments beginning on June 19, 2025, subject to the Reporting Person's continued service.

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