Key facts
- This page summarizes David St Denis's Form 4 filing for Anteris Technologies Global Corp. (AVR).
- 5 reported transactions and 5 derivative rows are listed below.
- Accepted by SEC: 18 Dec 2024, 21:16.
Key filing fact
Ownership activity is grounded in SEC Form 4 disclosures.
Options, warrants, convertible securities, or similar derivative positions disclosed in the filing.
Award
Award
Award
Award
Award
Additional SEC filing notes
Footnote F1
Options and SPP Units are issued in AUD. Exercise prices have been translated into USD using the December 15, 2024 exchange rate, which was approximately A$1.00 to $0.64.
Footnote F2
Legacy awards originally issued by Anteris Technologies Ltd ("ATL") that were assumed by the Issuer pursuant to a scheme of arrangement between ATL and its optionholders under Part 5.1 of the Australian Corporations Act 2001 (Cth), effective December 16, 2024.
Footnote F3
The option vested in three equal annual installments beginning on December 31, 2018.
Footnote F4
The option vested in three equal annual installments beginning on September 23, 2022.
Footnote F5
The option vests in three equal annual installments beginning on September 19, 2023, subject to the Reporting Person's continued service.
Footnote F6
Cash-settled share price performance (SPP) units that vest on the earlier of the attainment of certain stock price hurdles or September 13, 2026 subject to the Reporting Person's continued service, with payments based on positive increases in the AVR stock price above the award's base price.
Footnote F7
Each RSU represents a contingent right to receive one share of common stock. RSUs vest in three approximately equal annual installments beginning on December 16, 2025, subject to the Reporting Person's continued service.