Key facts
- This page summarizes Rolf A. Classon's Form 4 filing for Catalent, Inc..
- 1 reported transaction and 0 derivative rows are listed below.
- Accepted by SEC: 18 Dec 2024, 12:59.
Rolf A. Classon - 18 Dec 2024 Form 4 Insider Report for Catalent, Inc.
- Reporting relationship
- Director
- Issuer ticker
- N/A
- Reported as of
- 18 Dec 2024
- Net transaction value
- $0
- SEC form
- 4
- Accepted by SEC
- 18 Dec 2024, 12:59:21 UTC
- Prior SEC filing
- 01 Nov 2024
- Source filing
- View source filing
- Reporting owner signature
- /s/ Joseph A. Ferraro, attorney-in-fact
Source evidence
Original filing metadata and source links for verification.
4 source fields
Reporting owner
1 detail
Key filing fact
Rolf A. Classon filed Form 4 for Catalent, Inc. on 18 Dec 2024.
Change
- Previous filing in this sequence was filed on 01 Nov 2024.
- Current net transaction value: $0.
Research use
- This tells you what this filing adds before you inspect full transaction and derivative tables.
- You can trace every row back to the original SEC filing document.
Evidence
Filed on Form 4
View source filing
Ownership activity is grounded in SEC Form 4 disclosures.
Reported non-derivative transactions
Shares, units, or other non-derivative securities reported in this filing.
CTLT
transaction
Common Stock
Disposed to Issuer
- Transaction value
- Shares
- -47,984
- Change %
- -100%
- Price
- Shares after
- 0
- Date
- 18 Dec 2024
- Ownership
- Direct
- Footnotes
- F1, F2, F3, F4
* marks a reported price that did not pass the local price check.
Additional SEC filing notes
Filing notes and footnotes
Section 16 status
Rolf A. Classon is no longer subject to Section 16 filing requirements. Form 4 or Form 5 obligations may still apply in specific circumstances.
Explanation of responses 4 footnotes
Footnote F1
On December 18, 2024, Creek Parent, Inc., a Delaware corporation ("Parent"), acquired the Issuer pursuant to that certain Agreement and Plan of Merger entered into by and among the Issuer, Parent and Creek Merger Sub, Inc., a Delaware corporation and a wholly owned Subsidiary of Parent ("Merger Sub"), dated as of February 5, 2024 (the "Merger Agreement"). In accordance with the Merger Agreement, Merger Sub merged with and into the Issuer, with the Issuer surviving such merger as a wholly-owned subsidiary of Parent (the "Merger").
Footnote F2
Includes restricted stock units ("RSUs").
Footnote F3
At the effective time of the Merger (the "Effective Time"), each outstanding share of the Issuer's common stock (other than certain excluded shares) automatically converted into the right to receive $63.50 in cash, without interest (the "Merger Consideration").
Footnote F4
At the Effective Time, each RSU, whether or not vested, outstanding immediately prior to the Effective Time vested (if unvested) and was cancelled and converted into the right to receive an amount in cash, without interest, equal to the product of (i) the total number of shares of Issuer common stock subject to the RSU multiplied by (ii) the Merger Consideration, except for certain RSUs granted following the date of the Merger Agreement which were converted at the Effective Time into restricted cash awards equal to the product of (a) the Merger Consideration multiplied by (b) the number of shares of Issuer common stock subject to such award and otherwise remain subject to their terms, including vesting and acceleration terms.