Key facts
- This page summarizes Sundie Seefried's Form 5 filing for SHF Holdings, Inc. (SHFS).
- 13 reported transactions and 2 derivative rows are listed below.
- Accepted by SEC: 17 Dec 2024, 17:40.
Sundie Seefried - 31 Dec 2023 Form 5 Insider Report for SHF Holdings, Inc. (SHFS)
- Reporting relationship
- Chief Executive Officer
- Issuer ticker
- SHFS
- Reported as of
- 31 Dec 2023
- Net transaction value
- +$573,081
- SEC form
- 5
- Accepted by SEC
- 17 Dec 2024, 17:40:26 UTC
- Prior SEC filing
- 18 Dec 2023
- Next SEC filing
- 28 Apr 2025
- Source filing
- View source filing
- Reporting owner signature
- /s/ Sundie Seefried
Source evidence
Original filing metadata and source links for verification.
5 source fields
Reporting owner
1 detail
Key filing fact
Sundie Seefried filed Form 5 for SHF Holdings, Inc. (SHFS) on 17 Dec 2024.
Change
- Previous filing in this sequence was filed on 18 Dec 2023.
- Current net transaction value: +$573,081.
Research use
- This tells you what this filing adds before you inspect full transaction and derivative tables.
- You can trace every row back to the original SEC filing document.
Evidence
Official SEC source
View source filing
Ownership activity is grounded in SEC Form 5 disclosures.
Reported non-derivative transactions
Shares, units, or other non-derivative securities reported in this filing.
SHFS
transaction
Class A Common Stock
Award
- Transaction value
- $0
- Shares
- +183,333
- Change %
- +50%
- Price
- $0.000000
- Shares after
- 549,999
- Date
- 09 May 2023
- Ownership
- Direct
- Footnotes
- F1, F2
SHFS
transaction
Class A Common Stock
Purchase
- Transaction value
- $485,000
- Shares
- +970,000
- Change %
- +176%
- Price
- $0.5000
- Shares after
- 1,519,999
- Date
- 12 Jul 2023
- Ownership
- Direct
- Footnotes
- F1, F3
SHFS
transaction
Class A Common Stock
Purchase
- Transaction value
- $1,679
- Shares
- +2,239
- Change %
- +0.15%
- Price
- $0.7500
- Shares after
- 1,522,238
- Date
- 01 Dec 2023
- Ownership
- Direct
- Footnotes
- F1, F4, F5
SHFS
transaction
Class A Common Stock
Purchase
- Transaction value
- $20,810
- Shares
- +26,342
- Change %
- +1.7%
- Price
- $0.7900
- Shares after
- 1,548,580
- Date
- 04 Dec 2023
- Ownership
- Direct
- Footnotes
- F1, F6, F7
SHFS
transaction
Class A Common Stock
Purchase
- Transaction value
- $19,272
- Shares
- +21,900
- Change %
- +1.4%
- Price
- $0.8800
- Shares after
- 1,570,480
- Date
- 05 Dec 2023
- Ownership
- Direct
- Footnotes
- F1, F8, F9
SHFS
transaction
Class A Common Stock
Purchase
- Transaction value
- $26,016
- Shares
- +27,100
- Change %
- +1.7%
- Price
- $0.9600
- Shares after
- 1,597,580
- Date
- 07 Dec 2023
- Ownership
- Direct
- Footnotes
- F1, F10
SHFS
transaction
Class A Common Stock
Purchase
- Transaction value
- $3,663
- Shares
- +3,700
- Change %
- +0.23%
- Price
- $0.9900
- Shares after
- 1,601,280
- Date
- 08 Dec 2023
- Ownership
- Direct
- Footnotes
- F1, F11, F12
SHFS
transaction
Class A Common Stock
Purchase
- Transaction value
- $4,888
- Shares
- +5,200
- Change %
- +0.32%
- Price
- $0.9400
- Shares after
- 1,606,480
- Date
- 11 Dec 2023
- Ownership
- Direct
- Footnotes
- F1, F13, F14
SHFS
transaction
Class A Common Stock
Purchase
- Transaction value
- $22,971
- Shares
- +24,700
- Change %
- +1.5%
- Price
- $0.9300
- Shares after
- 1,631,180
- Date
- 14 Dec 2023
- Ownership
- Direct
- Footnotes
- F1, F15, F16
SHFS
transaction
Class A Common Stock
Options Exercise
- Transaction value
- Shares
- +22,900
- Change %
- +1.4%
- Price
- Shares after
- 1,654,080
- Date
- 31 Dec 2023
- Ownership
- Direct
- Footnotes
- F1, F17
SHFS
transaction
Class A Common Stock
Tax liability
- Transaction value
- $11,218
- Shares
- -7,900
- Change %
- -0.48%
- Price
- $1.42
- Shares after
- 1,646,180
- Date
- 31 Dec 2023
- Ownership
- Direct
- Footnotes
- F1
SHFS
holding
Class A Common Stock
No transaction description listed
- Transaction value
- Shares
- Change %
- Price
- Shares after
- 19,500
- Date
- 31 Dec 2023
- Ownership
- By spouse
- Footnotes
- F18
Reported derivative securities
Options, warrants, convertible securities, or similar derivative positions disclosed in the filing.
SHFS
transaction
Derivative
Restricted Stock Units
Award
- Transaction value
- $0
- Shares
- +68,700
- Change %
- Price
- $0.000000
- Shares after
- 68,700
- Date
- 10 Jan 2023
- Ownership
- Direct
- Underlying class
- Class A Common Stock
- Underlying amount
- 68,700
- Exercise price
- Footnotes
- F17, F19
SHFS
transaction
Derivative
Restricted Stock Units
Options Exercise
- Transaction value
- $0
- Shares
- -22,900
- Change %
- -33%
- Price
- $0.000000
- Shares after
- 45,800
- Date
- 31 Dec 2023
- Ownership
- Direct
- Underlying class
- Class A Common Stock
- Underlying amount
- 22,900
- Exercise price
- Footnotes
- F17, F19
* marks a reported price that did not pass the local price check.
Additional SEC filing notes
Filing notes and footnotes
Explanation of responses 19 footnotes
Footnote F1
Includes incentive stock options to purchase 366,666 shares of the Issuer's Class A Common Stock, which options expire ten years from October 4, 2022 (the grant date of such options) and have an exercise price per share equal to $6.67. 33% of the options vested on October 4, 2022, 33% of the options vested on October 4, 2023, and 33% of the options vested on October 4, 2024.
Footnote F2
The reported transaction involved the Reporting Person's receipt of 183,333 restricted stock units under the Issuer's 2022 Equity Incentive Plan, all of which vested immediately upon issuance.
Footnote F3
Represents 970,000 shares of the Issuer's Class A Common Stock issued to the Reporting Person as a bonus in connection with the Issuer's successful consummation of its business combination with Northern Lights Acquisition Corp., under the terms of that certain amendment and restatement of the Reporting Person's employment agreement with Partner Colorado Credit Union, a Colorado corporation, which bonus amount was inadvertently misreported as 930,700 shares of the Issuer's Class A Common Stock in the Schedule 14A filed by the Issuer on June 10, 2022 in connection with such business combination.
Footnote F4
The Reporting Person's original Form 4 relating to this transaction, filed on December 5, 2023 misreported the amount of shares purchased by the Reporting Person in open market transactions on December 1, 2023. As a result of this administrative error, the number of shares beneficially owned by the Reporting Person following the transaction reflects a decrease in the number of shares previously reported as beneficially owned by the Reporting Person by 10,000 shares.
Footnote F5
The Reporting Person executed a trade order through a broker-dealer which resulted in multiple same day, same way open market purchases, with prices ranging from $0.7491 to $0.75 per share. The Reporting Person has reported these purchases on an aggregate basis using the weighted average price for the transactions. The Reporting Person undertakes to provide, upon request by the Securities and Exchange Commission staff, the Issuer or a security holder of the Issuer, full information regarding the number of shares purchased at each separate price.
Footnote F6
The Reporting Person's original Form 4 relating to this transaction, filed on December 5, 2023 misreported the amount of shares and average price of shares purchased by the Reporting Person in open market transactions on December 4, 2023. As a result of this administrative error, the number of shares beneficially owned by the Reporting Person following the transaction reflects an increase in the number of shares previously reported as beneficially owned by the Reporting Person by 16,842 shares, and a decrease in the price of the shares previously reported of $0.08.
Footnote F7
The Reporting Person executed a trade order through a broker-dealer which resulted in multiple same day, same way open market purchases, with prices ranging from $0.745 to $0.83 per share. The Reporting Person has reported these purchases on an aggregate basis using the weighted average price for the transactions. The Reporting Person undertakes to provide, upon request by the Securities and Exchange Commission staff, the Issuer or a security holder of the Issuer, full information regarding the number of shares purchased at each separate price.
Footnote F8
The Reporting Person's original Form 4 relating to this transaction, filed on December 7, 2023 misreported the amount of shares purchased by the Reporting Person in open market transactions on December 5, 2023. As a result of this administrative error, the number of shares beneficially owned by the Reporting Person following the transaction reflects an increase in the number of shares previously reported as beneficially owned by the Reporting Person by 1,900 shares.
Footnote F9
The Reporting Person executed a trade order through a broker-dealer which resulted in multiple same day, same way open market purchases, with prices ranging from $0.85 to $0.90 per share. The Reporting Person has reported these purchases on an aggregate basis using the weighted average price for the transactions. The Reporting Person undertakes to provide, upon request by the Securities and Exchange Commission staff, the Issuer or a security holder of the Issuer, full information regarding the number of shares purchased at each separate price.
Footnote F10
The Reporting Person executed a trade order through a broker-dealer which resulted in multiple same day, same way open market purchases, with prices ranging from $0.94 to $0.97 per share. The Reporting Person has reported these purchases on an aggregate basis using the weighted average price for the transactions. The Reporting Person undertakes to provide, upon request by the Securities and Exchange Commission staff, the Issuer or a security holder of the Issuer, full information regarding the number of shares purchased at each separate price.
Footnote F11
The Reporting Person executed a trade order through a broker-dealer which resulted in multiple same day, same way open market purchases, with prices ranging from $0.9905 to $1.00 per share. The Reporting Person has reported these purchases on an aggregate basis using the weighted average price for the transactions. The Reporting Person undertakes to provide, upon request by the Securities and Exchange Commission staff, the Issuer or a security holder of the Issuer, full information regarding the number of shares purchased at each separate price.
Footnote F12
The Reporting Person's original Form 4 relating to this transaction, filed on December 12, 2023 misreported the number of shares beneficially owned by the Reporting Person following the transaction, and this Form 5 reflects an increase in the number of shares previously reported as beneficially owned by the Reporting Person by 35,842 shares.
Footnote F13
The Reporting Person executed a trade order through a broker-dealer which resulted in multiple same day, same way open market purchases, with prices ranging from $0.9399 to $1.00 per share. The Reporting Person has reported these purchases on an aggregate basis using the weighted average price for the transactions. The Reporting Person undertakes to provide, upon request by the Securities and Exchange Commission staff, the Issuer or a security holder of the Issuer, full information regarding the number of shares purchased at each separate price.
Footnote F14
The Reporting Person's original Form 4 relating to this transaction, filed on December 12, 2023 misreported the number of shares beneficially owned by the Reporting Person following the transaction, and this Form 5 reflects an increase in the number of shares previously reported as beneficially owned by the Reporting Person by 35,842 shares.
Footnote F15
The Reporting Person executed a trade order through a broker-dealer which resulted in multiple same day, same way open market purchases, with prices ranging from $0.96 to $1.00 per share. The Reporting Person has reported these purchases on an aggregate basis using the weighted average price for the transactions. The Reporting Person undertakes to provide, upon request by the Securities and Exchange Commission staff, the Issuer or a security holder of the Issuer, full information regarding the number of shares purchased at each separate price.
Footnote F16
The Reporting Person's original Form 4 relating to this transaction, filed on December 18, 2023 misreported the number of shares beneficially owned by the Reporting Person following the transaction, and this Form 5 reflects an increase in the number of shares previously reported as beneficially owned by the Reporting Person by 35,842 shares.
Footnote F17
The restricted stock units issued to the Reporting Person convert into shares of Class A Common Stock on a one-for-one basis.
Footnote F18
Shares owned by the Reporting Person's spouse. The Reporting Person disclaims beneficial ownership of these shares except to the extent of her pecuniary interest, and the filing of this report is not an admission that the Reporting Person is the beneficial owner of these shares for purposes of Section 16 or for any other purpose.
Footnote F19
On January 10, 2023, the Reporting Person was granted 68,700 restricted stick units under the Issuer's 2022 Equity Incentive Plan, which vest in three equal, annual installments beginning on December 31, 2023.