Aston Loch - 13 Dec 2024 Form 4 Insider Report for AleAnna, Inc. (ANNA)

Source evidence Original filing metadata and source links for verification. 4 source fields
SEC form
4
Accepted by SEC
17 Dec 2024, 17:15:04 UTC
Prior SEC filing
17 Dec 2021
Source filing
View source filing
Reporting owner 1 detail
Reporting owner signature
/s/ Christopher J. Munyan as Attorney-in-Fact

Key filing fact

Aston Loch filed Form 4 for AleAnna, Inc. (ANNA) on 17 Dec 2024.

Key facts

  • This page summarizes Aston Loch's Form 4 filing for AleAnna, Inc. (ANNA).
  • 1 reported transaction and 1 derivative row are listed below.
  • Accepted by SEC: 17 Dec 2024, 17:15.

Change

  • Previous filing in this sequence was filed on 17 Dec 2021.
  • Current net transaction value: $0.

Research use

  • This tells you what this filing adds before you inspect full transaction and derivative tables.
  • You can trace every row back to the original SEC filing document.

Evidence

Filed on Form 4

Ownership activity is grounded in SEC Form 4 disclosures.

View source filing

Reported derivative securities

Options, warrants, convertible securities, or similar derivative positions disclosed in the filing.

ANNA transaction Derivative

Warrants

Other

Transaction value
$0
Shares
-5,600,000
Change %
-100%
Price
$0.000000
Shares after
0
Date
13 Dec 2024
Ownership
Swiftmerge Holdings, LP
Underlying class
Class A Common Stock
Underlying amount
5,600,000
Exercise price
Footnotes
F1, F2
* marks a reported price that did not pass the local price check.

Additional SEC filing notes

Filing notes and footnotes

Section 16 status

Aston Loch is no longer subject to Section 16 filing requirements. Form 4 or Form 5 obligations may still apply in specific circumstances.

Explanation of responses 2 footnotes

Footnote F1

The securities reported on this Form 4 are held by Swiftmerge Holdings, LP (the "Sponsor"). The reporting person controls the Sponsor, and as such, has voting and investment discretion with respect to the securities held by the Sponsor and may be deemed to have beneficial ownership of the securities held directly by the Sponsor. The reporting person disclaims beneficial ownership of the securities reported hereby except to the extent of his pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of all of the reported securities for purposes of Section 16 or for any other purposes.

Footnote F2

In connection with the closing (the "Closing") of the initial business combination with AleAnna, Inc. (the "Business Combination"; the Issuer prior to the Closing, "Swiftmerge") on December 13, 2024, the Sponsor forfeited each of its private placement warrants (the "Warrants"), which Warrants entitled the Sponsor to purchase per each Warrant one share of Class A Common Stock at a price of $11.50 per whole share at any time commencing on the later of one year from the closing of the issuer's initial public offering or 30 days after the Closing. In connection with the Closing and following the Sponsor's forfeiture of the Warrants, each of the Warrants were cancelled.

We use cookies and similar technologies to provide certain features, enhance the user experience and, if you allow them, measure engagement and deliver advertising. Analytics and marketing storage stay off until you grant consent. By clicking on "Agree and continue", you declare your consent to the use of the selected optional cookies. Manage preferences to update or revoke optional consent for future visits. For more information, see our Privacy Policy .