Key facts
- This page summarizes AWM Investment Company, Inc.'s Form 4 filing for urban-gro, Inc. (UGRO).
- 1 reported transaction and 0 derivative rows are listed below.
- Accepted by SEC: 17 Dec 2024, 16:43.
AWM Investment Company, Inc. - 13 Dec 2024 Form 4 Insider Report for urban-gro, Inc. (UGRO)
- Reporting relationship
- 10%+ Owner
- Issuer ticker
- UGRO
- Reported as of
- 13 Dec 2024
- Net transaction value
- -$22,463
- SEC form
- 4
- Accepted by SEC
- 17 Dec 2024, 16:43:32 UTC
- Prior SEC filing
- 12 Dec 2024
- Next SEC filing
- 06 Mar 2025
- Source filing
- View source filing
- Reporting owner signature
- Adam Stettner
Source evidence
Original filing metadata and source links for verification.
5 source fields
Reporting owner
1 detail
Key filing fact
AWM Investment Company, Inc. filed Form 4 for urban-gro, Inc. (UGRO) on 17 Dec 2024.
Change
- Previous filing in this sequence was filed on 12 Dec 2024.
- Current net transaction value: -$22,463.
Research use
- This tells you what this filing adds before you inspect full transaction and derivative tables.
- You can trace every row back to the original SEC filing document.
Evidence
Filed on Form 4
View source filing
Ownership activity is grounded in SEC Form 4 disclosures.
Reported non-derivative transactions
Shares, units, or other non-derivative securities reported in this filing.
UGRO
transaction
Common Stock
Sale
- Transaction value
- $22,463
- Shares
- -18,802
- Change %
- -1.5%
- Price
- $1.19
- Shares after
- 1,212,836
- Date
- 13 Dec 2024
- Ownership
- By Limited Partnerships
- Footnotes
- F1, F2
* marks a reported price that did not pass the local price check.
Additional SEC filing notes
Filing notes and footnotes
Section 16 status
AWM Investment Company, Inc. is no longer subject to Section 16 filing requirements. Form 4 or Form 5 obligations may still apply in specific circumstances.
Explanation of responses 2 footnotes
Footnote F1
This is a weighted average price.
Footnote F2
AWM Investment Company, Inc., a Delaware corporation (AWM), is the investment adviser to Special Situations Fund III QP, L.P. (SSFQP) and Special Situations Cayman Fund, L.P. (Cay). (Cay and together with SSFQP, the Funds). As the investment adviser to the Funds, AWM holds sole voting and investment power over 907,017 shares of Common Stock of the Issuer (the Shares) held by SSFQP and 305,819 Shares held by Cay. David M. Greenhouse (Greenhouse) and Adam C. Stettner (Stettner) are the controlling principles of AWM. The reporting person disclaims beneficial ownership of the Shares, except to the extent of its pecuniary interest therein. This report shall not be deemed an admission that the reporting person is the beneficial owner of the securities reported herein for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose