Jonathan H. Cohen - 17 Dec 2024 Form 4 Insider Report for Oxford Lane Capital Corp. (OXLC)

Reporting relationship: Chief Executive Officer, Director
Issuer ticker: OXLC
Reported as of: 17 Dec 2024
Net transaction value: +$15,036,800
SEC form: 4
Accepted by SEC: 17 Dec 2024, 16:17:17 UTC
Prior SEC filing: 29 May 2024
Next SEC filing: 04 May 2026
Source filing: View source filing
Reporting owner signature: /s/ Jonathan H. Cohen

Key filing fact

Jonathan H. Cohen filed Form 4 for Oxford Lane Capital Corp. (OXLC) on 17 Dec 2024.

Key facts

This page summarizes Jonathan H. Cohen's Form 4 filing for Oxford Lane Capital Corp. (OXLC).
1 reported transaction and 0 derivative rows are listed below.
Accepted by SEC: 17 Dec 2024, 16:17.

Change

Previous filing in this sequence was filed on 29 May 2024.
Current net transaction value: +$15,036,800.

Research use

This tells you what this filing adds before you inspect full transaction and derivative tables.
You can trace every row back to the original SEC filing document.

Evidence

Filed on Form 4

Ownership activity is grounded in SEC Form 4 disclosures.

View source filing

Reported non-derivative transactions

Shares, units, or other non-derivative securities reported in this filing.

OXLC transaction

Common Stock

Purchase

Transaction value: $15,036,800
Shares: +2,960,000
Change %: +61%
Price: $5.08
Shares after: 7,824,728
Date: 17 Dec 2024
Ownership: Direct
Footnotes: F1

^* marks a reported price that did not pass the local price check.

Additional SEC filing notes

Filing notes and footnotes

Explanation of responses 1 footnote

Footnote F1

The shares were purchased into a joint tenants in common account in which Mr. Cohen has a 50% pecuniary interest. The number of shares reported represents only Mr. Cohen's 50% pecuniary interest in such account. Saul B. Rosenthal, President and a director of the issuer, has a 50% pecuniary interest in such account.