Oliver Albers - 31 Dec 2022 Form 4 Insider Report for NASDAQ, INC. (NDAQ)

Reporting relationship: Executive Vice President
Issuer ticker: NDAQ
Reported as of: 31 Dec 2022
Net transaction value: -$38,600
SEC form: 4
Accepted by SEC: 04 Jan 2023, 16:15:37 UTC
Prior SEC filing: 08 Dec 2022
Source filing: View source filing
Reporting owner signature: /s/ Alex Kogan, by power of attorney

Key filing fact

Oliver Albers filed Form 4 for NASDAQ, INC. (NDAQ) on 04 Jan 2023.

Key facts

This page summarizes Oliver Albers's Form 4 filing for NASDAQ, INC. (NDAQ).
1 reported transaction and 0 derivative rows are listed below.
Accepted by SEC: 04 Jan 2023, 16:15.

Change

Previous filing in this sequence was filed on 08 Dec 2022.
Current net transaction value: -$38,600.

Research use

This tells you what this filing adds before you inspect full transaction and derivative tables.
You can trace every row back to the original SEC filing document.

Evidence

Filed on Form 4

Ownership activity is grounded in SEC Form 4 disclosures.

View source filing

Reported non-derivative transactions

Shares, units, or other non-derivative securities reported in this filing.

NDAQ transaction

Common Stock, par value $0.01

Tax liability

Transaction value: $38,600
Shares: -625
Change %: -1.7%
Price: $61.76
Shares after: 36,798
Date: 31 Dec 2022
Ownership: Direct
Footnotes: F1, F2

^* marks a reported price that did not pass the local price check.

Additional SEC filing notes

Filing notes and footnotes

Section 16 status

Oliver Albers is no longer subject to Section 16 filing requirements. Form 4 or Form 5 obligations may still apply in specific circumstances.

Explanation of responses 2 footnotes

Footnote F1

Represents the surrender of shares to pay withholding taxes in connection with vestings of equity previously granted under Nasdaq's Equity Incentive Plan.

Footnote F2

Represents (i) 35,497 shares or units of restricted stock, of which 978 are vested, (ii) 758 vested PSUs, (iii) 370 shares purchased under the Employee Stock Purchase Plan and (iv) 173 shares acquired through the dividend reinvestment program.