Roland Chai - 06 Dec 2022 Form 4 Insider Report for NASDAQ, INC. (NDAQ)

Reporting relationship: Executive Vice President
Issuer ticker: NDAQ
Reported as of: 06 Dec 2022
Net transaction value: $0
SEC form: 4
Accepted by SEC: 08 Dec 2022, 15:03:56 UTC
Prior SEC filing: 25 Jul 2022
Source filing: View source filing
Reporting owner signature: /s/ Alex Kogan, by power of attorney

Key filing fact

Roland Chai filed Form 4 for NASDAQ, INC. (NDAQ) on 08 Dec 2022.

Key facts

This page summarizes Roland Chai's Form 4 filing for NASDAQ, INC. (NDAQ).
1 reported transaction and 0 derivative rows are listed below.
Accepted by SEC: 08 Dec 2022, 15:03.

Change

Previous filing in this sequence was filed on 25 Jul 2022.
Current net transaction value: $0.

Research use

This tells you what this filing adds before you inspect full transaction and derivative tables.
You can trace every row back to the original SEC filing document.

Evidence

Filed on Form 4

Ownership activity is grounded in SEC Form 4 disclosures.

View source filing

Reported non-derivative transactions

Shares, units, or other non-derivative securities reported in this filing.

NDAQ transaction

Common Stock, par value $0.01 per share

Award

Transaction value: $0
Shares: +14,923
Change %: +65%
Price: $0.000000
Shares after: 37,894
Date: 06 Dec 2022
Ownership: Direct
Footnotes: F1, F2

^* marks a reported price that did not pass the local price check.

Additional SEC filing notes

Filing notes and footnotes

Explanation of responses 2 footnotes

Footnote F1

Represents shares or units of restricted stock granted pursuant to Nasdaq's Equity Incentive Plan, which vest as to 33% on December 6, 2023, 33% on December 6, 2024 and 34% on December 6, 2025.

Footnote F2

Represents 37,894 shares or units of restricted stock, of which 14,904 are vested. Total shares reported reflect the Company's three-for-one stock split, which was effected through a stock dividend on August 26, 2022.