Frost Phillip MD Et al - 09 Dec 2024 Form 4 Insider Report for Fluent, Inc. (FLNT)

Source evidence Original filing metadata and source links for verification. 5 source fields
SEC form
4
Accepted by SEC
11 Dec 2024, 14:58:20 UTC
Prior SEC filing
06 Dec 2024
Next SEC filing
11 Dec 2024
Source filing
View source filing
Reporting owner 1 detail
Reporting owner signature
/s/ Phillip Frost, M.D., Individually

Key filing fact

Frost Phillip MD Et al filed Form 4 for Fluent, Inc. (FLNT) on 11 Dec 2024.

Key facts

  • This page summarizes Frost Phillip MD Et al's Form 4 filing for Fluent, Inc. (FLNT).
  • 2 reported transactions and 1 derivative row are listed below.
  • Accepted by SEC: 11 Dec 2024, 14:58.

Change

  • Previous filing in this sequence was filed on 06 Dec 2024.
  • Current net transaction value: +$324.

Research use

  • This tells you what this filing adds before you inspect full transaction and derivative tables.
  • You can trace every row back to the original SEC filing document.

Evidence

Filed on Form 4

Ownership activity is grounded in SEC Form 4 disclosures.

View source filing

Reported non-derivative transactions

Shares, units, or other non-derivative securities reported in this filing.

FLNT transaction

Common Stock

Exercise of in-the-money or at-the-money derivative security

Transaction value
$324
Shares
+647,892
Change %
+17%
Price
$0.000500
Shares after
4,378,056
Date
09 Dec 2024
Ownership
Held by Frost Gamma Investments Trust
Footnotes
F1
FLNT holding

Common Stock

No transaction description listed

Transaction value
Shares
Change %
Price
Shares after
8,334
Date
09 Dec 2024
Ownership
Direct

Reported derivative securities

Options, warrants, convertible securities, or similar derivative positions disclosed in the filing.

FLNT transaction Derivative

Pre-Funded Warrant

Exercise of in-the-money or at-the-money derivative security

Transaction value
$0
Shares
-647,892
Change %
-100%
Price
$0.000000
Shares after
0
Date
09 Dec 2024
Ownership
Held by Frost Gamma Investments Trust
Underlying class
Common Stock
Underlying amount
647,892
Exercise price
$0.000500
Footnotes
F1, F2, F3
* marks a reported price that did not pass the local price check.

Additional SEC filing notes

Filing notes and footnotes

Explanation of responses 3 footnotes

Footnote F1

These securities are held by Frost Gamma Investments Trust, of which Phillip Frost M.D., is the trustee. Frost Gamma L.P. is the sole and exclusive beneficiary of Frost Gamma Investments Trust. Dr. Frost is one of two limited partners of Frost Gamma L.P. The general partner of Frost Gamma L.P. is Frost Gamma, Inc., and the sole shareholder of Frost Gamma, Inc. is Frost-Nevada Corporation. Dr. Frost is also the sole stockholder of Frost-Nevada Corporation. The reporting persons disclaim beneficial ownership of these securities, except to the extent of any pecuniary interest therein and this report shall not be deemed an admission that any reporting person is the beneficial owner of these securities for purposes of Section 16 or for any other purpose.

Footnote F2

The Pre-Funded Warrants were immediately exercisable when issued. The Pre-Funded Warrants were exercised on December 9, 2024.

Footnote F3

The Pre-Funded Warrants will terminate when exercised in full.

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