Key facts
- This page summarizes Cassidy Sukhinder Singh's Form 4 filing for Upstart Holdings, Inc. (UPST).
- 14 reported transactions and 1 derivative row are listed below.
- Accepted by SEC: 03 Dec 2024, 17:32.
Cassidy Sukhinder Singh - 29 Nov 2024 Form 4 Insider Report for Upstart Holdings, Inc. (UPST)
- Reporting relationship
- Director
- Issuer ticker
- UPST
- Reported as of
- 29 Nov 2024
- Net transaction value
- -$2,149,178
- SEC form
- 4
- Accepted by SEC
- 03 Dec 2024, 17:32:02 UTC
- Prior SEC filing
- 03 Jun 2024
- Source filing
- View source filing
- Reporting owner signature
- /s/ Gabrielle Brown, by power of attorney
Source evidence
Original filing metadata and source links for verification.
4 source fields
Reporting owner
1 detail
Key filing fact
Cassidy Sukhinder Singh filed Form 4 for Upstart Holdings, Inc. (UPST) on 03 Dec 2024.
Change
- Previous filing in this sequence was filed on 03 Jun 2024.
- Current net transaction value: -$2,149,178.
Research use
- This tells you what this filing adds before you inspect full transaction and derivative tables.
- You can trace every row back to the original SEC filing document.
Evidence
Filed on Form 4
View source filing
Ownership activity is grounded in SEC Form 4 disclosures.
Reported non-derivative transactions
Shares, units, or other non-derivative securities reported in this filing.
UPST
transaction
Common Stock
Sale
- Transaction value
- $939,637
- Shares
- -12,075
- Change %
- -43%
- Price
- $77.82
- Shares after
- 16,195
- Date
- 29 Nov 2024
- Ownership
- Direct
- Footnotes
- F1, F2, F3
UPST
transaction
Common Stock
Sale
- Transaction value
- $229,498
- Shares
- -2,925
- Change %
- -18%
- Price
- $78.46
- Shares after
- 13,270
- Date
- 29 Nov 2024
- Ownership
- Direct
- Footnotes
- F1, F4
UPST
transaction
Common Stock
Options Exercise
- Transaction value
- $84,100
- Shares
- +10,000
- Change %
- +75%
- Price
- $8.41
- Shares after
- 23,270
- Date
- 02 Dec 2024
- Ownership
- Direct
- Footnotes
- F1
UPST
transaction
Common Stock
Sale
- Transaction value
- $259,556
- Shares
- -3,697
- Change %
- -16%
- Price
- $70.21
- Shares after
- 19,573
- Date
- 02 Dec 2024
- Ownership
- Direct
- Footnotes
- F1, F5
UPST
transaction
Common Stock
Sale
- Transaction value
- $336,611
- Shares
- -4,743
- Change %
- -24%
- Price
- $70.97
- Shares after
- 14,830
- Date
- 02 Dec 2024
- Ownership
- Direct
- Footnotes
- F1, F6
UPST
transaction
Common Stock
Sale
- Transaction value
- $65,539
- Shares
- -910
- Change %
- -6.1%
- Price
- $72.02
- Shares after
- 13,920
- Date
- 02 Dec 2024
- Ownership
- Direct
- Footnotes
- F1, F7
UPST
transaction
Common Stock
Sale
- Transaction value
- $21,912
- Shares
- -300
- Change %
- -2.2%
- Price
- $73.04
- Shares after
- 13,620
- Date
- 02 Dec 2024
- Ownership
- Direct
- Footnotes
- F1
UPST
transaction
Common Stock
Sale
- Transaction value
- $26,171
- Shares
- -350
- Change %
- -2.6%
- Price
- $74.78
- Shares after
- 13,270
- Date
- 02 Dec 2024
- Ownership
- Direct
- Footnotes
- F1, F8
UPST
transaction
Common Stock
Sale
- Transaction value
- $170,274
- Shares
- -2,422
- Change %
- -18%
- Price
- $70.30
- Shares after
- 10,848
- Date
- 02 Dec 2024
- Ownership
- Direct
- Footnotes
- F1, F9
UPST
transaction
Common Stock
Sale
- Transaction value
- $125,858
- Shares
- -1,770
- Change %
- -16%
- Price
- $71.11
- Shares after
- 9,078
- Date
- 02 Dec 2024
- Ownership
- Direct
- Footnotes
- F1, F10
UPST
transaction
Common Stock
Sale
- Transaction value
- $36,032
- Shares
- -500
- Change %
- -5.5%
- Price
- $72.06
- Shares after
- 8,578
- Date
- 02 Dec 2024
- Ownership
- Direct
- Footnotes
- F1, F11
UPST
transaction
Common Stock
Sale
- Transaction value
- $7,304
- Shares
- -100
- Change %
- -1.2%
- Price
- $73.04
- Shares after
- 8,478
- Date
- 02 Dec 2024
- Ownership
- Direct
- Footnotes
- F1
UPST
transaction
Common Stock
Sale
- Transaction value
- $14,886
- Shares
- -200
- Change %
- -2.4%
- Price
- $74.43
- Shares after
- 8,278
- Date
- 02 Dec 2024
- Ownership
- Direct
- Footnotes
- F1, F12
Reported derivative securities
Options, warrants, convertible securities, or similar derivative positions disclosed in the filing.
UPST
transaction
Derivative
Stock Option (Right to buy)
Options Exercise
- Transaction value
- $0
- Shares
- -10,000
- Change %
- -8.1%
- Price
- $0.000000
- Shares after
- 113,295
- Date
- 02 Dec 2024
- Ownership
- Direct
- Underlying class
- Common Stock
- Underlying amount
- 10,000
- Exercise price
- $8.41
- Footnotes
- F1, F13
* marks a reported price that did not pass the local price check.
Additional SEC filing notes
Filing notes and footnotes
Rule 10b5-1 trading plan
These transactions were reported as open-market trades under a Rule 10b5-1 plan. The plan lets an insider set trading instructions in advance, which can reduce the risk of trading while in possession of material nonpublic information.
Original filing language: transaction made pursuant to a contract, instruction, or written plan intended to satisfy Rule 10b5-1(c).
Explanation of responses 13 footnotes
Footnote F1
The exercise and sales reported on this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on August 22, 2024.
Footnote F2
The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $77.31 to $78.30. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnotes (2) and (4) through (12) to this Form 4.
Footnote F3
Certain of the securities reported in Column 5 of each row of Table I are restricted stock units (RSUs). Each RSU represents a contingent right to receive one share of Common Stock, subject to the applicable vesting schedule and conditions of each RSU.
Footnote F4
The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $78.32 to $79.00.
Footnote F5
The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $69.545 to $70.52.
Footnote F6
The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $70.58 to $71.5175.
Footnote F7
The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $71.61 to $72.33.
Footnote F8
The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $74.59 to $75.00.
Footnote F9
The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $69.74 to $70.66.
Footnote F10
The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $70.75 to $71.565.
Footnote F11
The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $71.805 to $72.69.
Footnote F12
The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $74.27 to $74.59.
Footnote F13
All of the shares subject to this option are fully vested and exercisable as of the date hereof.