Leonard A. Rosenbaum - 27 Aug 2021 Form 4/A - Amendment Insider Report for CVD EQUIPMENT CORP (CVV)

Reporting relationship: affiliate
Issuer ticker: CVV
Reported as of: 27 Aug 2021
Net transaction value: -$320,580
SEC form: 4/A - Amendment
Accepted by SEC: 28 Sep 2021, 14:11:10 UTC
Original report date: 27 Aug 2021
Prior SEC filing: 24 Aug 2021
Next SEC filing: 31 Aug 2021
Source filing: View source filing
Reporting owner signature: leonard A. Rosenbaum

Key filing fact

Leonard A. Rosenbaum filed Form 4/A - Amendment for CVD EQUIPMENT CORP (CVV) on 28 Sep 2021.

Key facts

This page summarizes Leonard A. Rosenbaum's Form 4/A - Amendment filing for CVD EQUIPMENT CORP (CVV).
13 reported transactions and 0 derivative rows are listed below.
Accepted by SEC: 28 Sep 2021, 14:11.

Change

Previous filing in this sequence was filed on 24 Aug 2021.
Current net transaction value: -$320,580.

Research use

This tells you what this filing adds before you inspect full transaction and derivative tables.
You can trace every row back to the original SEC filing document.

Evidence

Filed on Form 4

Ownership activity is grounded in SEC Form 4/A - Amendment disclosures.

View source filing

Reported non-derivative transactions

Shares, units, or other non-derivative securities reported in this filing.

CVV transaction

Common Stock

Sale

Transaction value: $22,419
Shares: -4,700
Change %: -0.68%
Price: $4.77
Shares after: 687,972
Date: 27 Aug 2021
Ownership: Direct
Footnotes: F1

CVV transaction

Common Stock

Sale

Transaction value: $3,800
Shares: -800
Change %: -0.12%
Price: $4.75
Shares after: 687,172
Date: 31 Aug 2021
Ownership: Direct
Footnotes: F2

CVV transaction

Common Stock

Sale

Transaction value: $15,313
Shares: -3,217
Change %: -0.47%
Price: $4.76
Shares after: 683,955
Date: 01 Sep 2021
Ownership: Direct
Footnotes: F3

CVV transaction

Common Stock

Sale

Transaction value: $26,600
Shares: -5,600
Change %: -0.82%
Price: $4.75
Shares after: 678,355
Date: 02 Sep 2021
Ownership: Direct
Footnotes: F4

CVV transaction

Common Stock

Sale

Transaction value: $9,044
Shares: -1,900
Change %: -0.28%
Price: $4.76
Shares after: 676,455
Date: 03 Sep 2021
Ownership: Direct
Footnotes: F5

CVV transaction

Common Stock

Sale

Transaction value: $26,323
Shares: -5,507
Change %: -0.81%
Price: $4.78
Shares after: 670,948
Date: 07 Sep 2021
Ownership: Direct
Footnotes: F6

CVV transaction

Common Stock

Sale

Transaction value: $1,428
Shares: -300
Change %: -0.04%
Price: $4.76
Shares after: 670,648
Date: 08 Sep 2021
Ownership: Direct
Footnotes: F7

CVV transaction

Common Stock

Sale

Transaction value: $475
Shares: -100
Change %: -0.01%
Price: $4.75
Shares after: 670,548
Date: 09 Sep 2021
Ownership: Direct
Footnotes: F8

CVV transaction

Common Stock

Sale

Transaction value: $1,918
Shares: -403
Change %: -0.06%
Price: $4.76
Shares after: 670,145
Date: 10 Sep 2021
Ownership: Direct
Footnotes: F9

CVV transaction

Common Stock

Sale

Transaction value: $91,524
Shares: -20,204
Change %: -3%
Price: $4.53
Shares after: 649,941
Date: 15 Sep 2021
Ownership: Direct
Footnotes: F10

CVV transaction

Common Stock

Sale

Transaction value: $105,985
Shares: -23,500
Change %: -3.6%
Price: $4.51
Shares after: 626,441
Date: 16 Sep 2021
Ownership: Direct
Footnotes: F11

CVV transaction

Common Stock

Sale

Transaction value: $10,350
Shares: -2,300
Change %: -0.37%
Price: $4.50
Shares after: 624,141
Date: 17 Sep 2021
Ownership: Direct
Footnotes: F12

CVV transaction

Common Stock

Sale

Transaction value: $5,400
Shares: -1,200
Change %: -0.19%
Price: $4.50
Shares after: 622,941
Date: 22 Sep 2021
Ownership: Direct
Footnotes: F13

^* marks a reported price that did not pass the local price check.

Additional SEC filing notes

Filing notes and footnotes

Explanation of responses 13 footnotes

Footnote F1

To correct beneficial ownership on filing date 8/27/2021, previously recorded as 746,848 due to clerical error.

Footnote F2

To correct beneficial ownership on filing date 8/31/2021, previously recorded as 746,048 due to clerical error.

Footnote F3

To correct beneficial ownership on transaction date 9/1/2021, filed on 9/2/2021, previously recorded as 742,831 due to clerical error.

Footnote F4

To correct beneficial ownership on transaction date 9/2/2021, filed on 9/2/2021, previously recorded as 737,231 due to clerical error.

Footnote F5

To correct beneficial ownership on transaction date 9/3/2021 filed on 9/7/2021, previously recorded as 735,331 due to clerical error.

Footnote F6

To correct beneficial ownership on transaction date 9/7/2021 and filed on 9/7/2021, previously recorded as 729,824 due to clerical error

Footnote F7

to correct beneficial ownership on transaction date 9/8/2021, filed on 9/9/2021, previously recorded as 729,524 due to clerical error

Footnote F8

To correct beneficial ownership on transaction date 9/9/2021, filed on 9/9/2021, previously recorded as 729,424 due to clerical error

Footnote F9

To correct beneficial ownership on transaction date 9/10/2021, filed on 9/13/2021, previously recorded as 729,021 due to clerical error

Footnote F10

To correct beneficial ownership on filing date 9/15/2021, filed on 9/15/2021, previously recorded as 708,817 due to clerical error

Footnote F11

To correct beneficial ownership on transaction date 9/16/2021, filed on 9/17/2021, previously recorded as 685,317 due to clerical error

Footnote F12

To correct beneficial ownership on transaction date 9/17/2021, filed on 9/17/2021, previously recorded as 683,017 due to clerical error

Footnote F13

To correct beneficial ownership on transaction date 9/22/2021, filed on 9/22/2021, previously recorded as 681,817 due to clerical error

SEC remarks

This Form A is to correct the beneficial ownership amounts for file dates 8/27/21, 8/31/21, 9/2/21, 9/7/21, 9/9/21, 9/13/21, 9/15/21, 9/17/21 and 9/22/21. This clerical error was the result of an error in the filing on 8/27/21, which then also affected the subsequent filings. In addition, as a result of the corrections filed on this Form A, Leonard A. Rosenbaum's ownership is below 10%. This Form A reflects he is no longer a 10% Shareholder.