Kevin Griffin - 27 Nov 2024 Form 4 Insider Report for SPRUCE POWER HOLDING CORP (SPRU)

Source evidence Original filing metadata and source links for verification. 4 source fields
SEC form
4
Accepted by SEC
02 Dec 2024, 19:14:27 UTC
Prior SEC filing
21 Mar 2025
Source filing
View source filing
Reporting owner 1 detail
Reporting owner signature
/s/ Jonathan M. Norling, Attorney-in-Fact

Key filing fact

Kevin Griffin filed Form 4 for SPRUCE POWER HOLDING CORP (SPRU) on 02 Dec 2024.

Key facts

  • This page summarizes Kevin Griffin's Form 4 filing for SPRUCE POWER HOLDING CORP (SPRU).
  • 1 reported transaction and 0 derivative rows are listed below.
  • Accepted by SEC: 02 Dec 2024, 19:14.

Change

  • Previous filing in this sequence was filed on 21 Mar 2025.
  • Current net transaction value: +$23,653.

Research use

  • This tells you what this filing adds before you inspect full transaction and derivative tables.
  • You can trace every row back to the original SEC filing document.

Evidence

Filed on Form 4

Ownership activity is grounded in SEC Form 4 disclosures.

View source filing

Reported non-derivative transactions

Shares, units, or other non-derivative securities reported in this filing.

SPRU transaction

Common Stock

Purchase

Transaction value
$23,653
Shares
+10,000
Change %
+2.3%
Price
$2.37
Shares after
448,125
Date
27 Nov 2024
Ownership
See Footnotes
Footnotes
F1, F2
SPRU holding

Common Stock

No transaction description listed

Transaction value
Shares
Change %
Price
Shares after
39,100
Date
27 Nov 2024
Ownership
Direct
Footnotes
F1
SPRU holding

Common Stock

No transaction description listed

Transaction value
Shares
Change %
Price
Shares after
264,583
Date
27 Nov 2024
Ownership
See Footnotes
Footnotes
F1, F3
* marks a reported price that did not pass the local price check.

Additional SEC filing notes

Filing notes and footnotes

Explanation of responses 3 footnotes

Footnote F1

Effective on October 6, 2023, the issuer effected a 1 to 8 reverse stock split of its common stock (the "Reverse Stock Split"). The amount of securities reported on this Form 4 has been adjusted to reflect the Reverse Stock Split.

Footnote F2

Includes shares of common stock managed by MGG Investment Group, LP ("MGG"), that allocates to various held funds of which the reporting person is the Chief Executive Officer and Chief Investment Officer. Notwithstanding his dispositive and voting control over such shares, Mr. Griffin disclaims beneficial ownership of the shares of common stock and warrants held by MGG, except to the extent of his proportionate pecuniary interest therein.

Footnote F3

Includes shares of common stock issuable upon exercise of warrants held by MGG , of which the reporting person is the Chief Executive Officer and Chief Investment Officer. Notwithstanding his dispositive and voting control over such shares, Mr. Griffin disclaims beneficial ownership of the shares of common stock and warrants held by MGG, except to the extent of his proportionate pecuniary interest therein.

We use cookies and similar technologies to provide certain features, enhance the user experience and, if you allow them, measure engagement and deliver advertising. Analytics and marketing storage stay off until you grant consent. By clicking on "Agree and continue", you declare your consent to the use of the selected optional cookies. Manage preferences to update or revoke optional consent for future visits. For more information, see our Privacy Policy .