Robert S. Ellin - 25 Nov 2024 Form 4 Insider Report for PodcastOne, Inc. (PODC)

Reporting relationship: Executive Chairman, Director
Issuer ticker: PODC
Reported as of: 25 Nov 2024
Net transaction value: +$7,107
SEC form: 4
Accepted by SEC: 02 Dec 2024, 17:07:21 UTC
Prior SEC filing: 22 Nov 2024
Next SEC filing: 17 Jul 2025
Source filing: View source filing
Reporting owner signature: /s/ Robert S. Ellin

Key filing fact

Robert S. Ellin filed Form 4 for PodcastOne, Inc. (PODC) on 02 Dec 2024.

Key facts

This page summarizes Robert S. Ellin's Form 4 filing for PodcastOne, Inc. (PODC).
2 reported transactions and 0 derivative rows are listed below.
Accepted by SEC: 02 Dec 2024, 17:07.

Change

Previous filing in this sequence was filed on 22 Nov 2024.
Current net transaction value: +$7,107.

Research use

This tells you what this filing adds before you inspect full transaction and derivative tables.
You can trace every row back to the original SEC filing document.

Evidence

Filed on Form 4

Ownership activity is grounded in SEC Form 4 disclosures.

View source filing

Reported non-derivative transactions

Shares, units, or other non-derivative securities reported in this filing.

PODC transaction

Common Stock, $0.00001 par value

Purchase

Transaction value: $1.88
Shares: +1
Change %: +0%
Price: $1.88
Shares after: 165,931
Date: 25 Nov 2024
Ownership: Direct

PODC transaction

Common Stock, $0.00001 par value

Purchase

Transaction value: $7,105
Shares: +3,500
Change %: +2.1%
Price: $2.03
Shares after: 169,431
Date: 26 Nov 2024
Ownership: Direct
Footnotes: F4

PODC holding

Common Stock, $0.00001 par value

No transaction description listed

Transaction value
Shares
Change %
Price
Shares after: 864,851
Date: 25 Nov 2024
Ownership: See footnotes
Footnotes: F1, F2, F3

^* marks a reported price that did not pass the local price check.

Additional SEC filing notes

Filing notes and footnotes

Explanation of responses 4 footnotes

Footnote F1

Represents (i) 506,087 shares of Issuer's common stock owned by Trinad Capital Master Fund Ltd. ("Trinad Capital"), as the Reporting Person, the Managing Director and Portfolio Manager of Trinad Capital, is deemed to have sole voting and dispositive power over such shares, (ii) 34,106 shares of Issuer's common stock owned by Trinad Capital Management, LLC ("Trinad Management"), as the Reporting Person, the Managing Member of Trinad Management, is deemed to have sole voting and dispositive power over such shares, (iii) 324,658 shares of Issuer's common stock owned by JJAT Corp. ("JJAT"), an entity owned by the Reporting Person, as the Reporting Person is deemed to have sole voting and dispositive power over such shares. Accordingly, securities owned by these entities may be regarded as being beneficially owned by the Reporting Person.

Footnote F2

Each of the Reporting Person and Trinad Management disclaim beneficial ownership of the reported securities except for the (i) Reporting Person's and Trinad Management's pecuniary interest therein, (ii) direct beneficial ownership of Trinad Management as reported herein, (iii) indirect interest of Trinad Management by virtue of being the Managing Director and Portfolio Manager of Trinad Capital, (iv) indirect interest of the Reporting Person by virtue of being a member of Trinad Management, (v) indirect interest of the Reporting Person by virtue of being a shareholder of JJAT, and (vi) indirect interest of the Reporting Person by virtue of being a member of Trinad Capital. This report shall not be deemed an admission that the Reporting Person is the beneficial owner of these securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose.

Footnote F3

Does not include shares of Issuer's common stock held by a family trust and family foundation as to which the Reporting Person does not exercise voting or dispositive power.

Footnote F4

Since September 1, 2024, the Reporting Person has purchased 59,923 shares of Issuer's common stock.