Ronald Kirk Huntsman - 26 Nov 2024 Form 4 Insider Report for Vivos Therapeutics, Inc. (VVOS)

Source evidence Original filing metadata and source links for verification. 5 source fields
SEC form
4
Accepted by SEC
27 Nov 2024, 16:47:13 UTC
Prior SEC filing
28 Jun 2024
Next SEC filing
18 Sep 2026
Source filing
View source filing
Reporting owner 1 detail
Reporting owner signature
/s/ Bradford K. Amman as attorney-in-fact for Ronald Kirk Huntsman

Key filing fact

Ronald Kirk Huntsman filed Form 4 for Vivos Therapeutics, Inc. (VVOS) on 27 Nov 2024.

Key facts

  • This page summarizes Ronald Kirk Huntsman's Form 4 filing for Vivos Therapeutics, Inc. (VVOS).
  • 1 reported transaction and 1 derivative row are listed below.
  • Accepted by SEC: 27 Nov 2024, 16:47.

Change

  • Previous filing in this sequence was filed on 28 Jun 2024.
  • Current net transaction value: +$832,711.

Research use

  • This tells you what this filing adds before you inspect full transaction and derivative tables.
  • You can trace every row back to the original SEC filing document.

Evidence

Filed on Form 4

Ownership activity is grounded in SEC Form 4 disclosures.

View source filing

Reported non-derivative transactions

Shares, units, or other non-derivative securities reported in this filing.

VVOS holding

Common Stock

No transaction description listed

Transaction value
Shares
Change %
Price
Shares after
3,461
Date
26 Nov 2024
Ownership
Direct
VVOS holding

Common Stock

No transaction description listed

Transaction value
Shares
Change %
Price
Shares after
69,600
Date
26 Nov 2024
Ownership
See footnote
Footnotes
F1

Reported derivative securities

Options, warrants, convertible securities, or similar derivative positions disclosed in the filing.

VVOS transaction Derivative

Stock Option (Right to Buy)

Award

Transaction value
$832,711
Shares
+315,421
Change %
+639%
Price
$2.64
Shares after
364,755
Date
26 Nov 2024
Ownership
Direct
Underlying class
Common Stock
Underlying amount
315,421
Exercise price
$2.64
Footnotes
F2
* marks a reported price that did not pass the local price check.

Additional SEC filing notes

Filing notes and footnotes

Explanation of responses 2 footnotes

Footnote F1

Shares held by Coronado V Partners, LLC, of which the Reporting Person is a member and manager.

Footnote F2

On September 7, 2024 (the "Grant Date"), the Reporting Person received a grant of 315,421 stock options, which grant was made under but subject to stockholder approval of the Issuer's 2024 Omnibus Equity Incentive Plan and such grant at the Issuer's 2024 Annual Meeting. Such meeting was held, and such stockholder approval was obtained, on November 26, 2024. One-third shall vest and become exercisable in three installments on each of the first, second and third anniversaries of the date of grant through September 7, 2027.

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