Key facts
- This page summarizes Stephanie Buscemi's Form 4 filing for Confluent, Inc. (CFLT).
- 10 reported transactions and 6 derivative rows are listed below.
- Accepted by SEC: 26 Nov 2024, 19:00.
Stephanie Buscemi - 22 Nov 2024 Form 4 Insider Report for Confluent, Inc. (CFLT)
- Reporting relationship
- CHIEF MARKETING OFFICER
- Issuer ticker
- CFLT
- Reported as of
- 22 Nov 2024
- Net transaction value
- -$1,566,772
- SEC form
- 4
- Accepted by SEC
- 26 Nov 2024, 19:00:06 UTC
- Prior SEC filing
- 22 Nov 2024
- Source filing
- View source filing
- Reporting owner signature
- /s/ Melanie Vinson, Attorney-in-Fact
Source evidence
Original filing metadata and source links for verification.
4 source fields
Reporting owner
1 detail
Key filing fact
Stephanie Buscemi filed Form 4 for Confluent, Inc. (CFLT) on 26 Nov 2024.
Change
- Previous filing in this sequence was filed on 22 Nov 2024.
- Current net transaction value: -$1,566,772.
Research use
- This tells you what this filing adds before you inspect full transaction and derivative tables.
- You can trace every row back to the original SEC filing document.
Evidence
Filed on Form 4
View source filing
Ownership activity is grounded in SEC Form 4 disclosures.
Reported non-derivative transactions
Shares, units, or other non-derivative securities reported in this filing.
CFLT
transaction
Class A Common Stock
Conversion of derivative security
- Transaction value
- Shares
- +22,906
- Change %
- +16%
- Price
- Shares after
- 167,279
- Date
- 22 Nov 2024
- Ownership
- Direct
- Footnotes
- F1
CFLT
transaction
Class A Common Stock
Sale
- Transaction value
- $710,086
- Shares
- -22,906
- Change %
- -14%
- Price
- $31.00
- Shares after
- 144,373
- Date
- 22 Nov 2024
- Ownership
- Direct
- Footnotes
- F2
CFLT
transaction
Class A Common Stock
Conversion of derivative security
- Transaction value
- Shares
- +26,047
- Change %
- +18%
- Price
- Shares after
- 170,420
- Date
- 25 Nov 2024
- Ownership
- Direct
- Footnotes
- F1
CFLT
transaction
Class A Common Stock
Sale
- Transaction value
- $856,686
- Shares
- -26,047
- Change %
- -15%
- Price
- $32.89
- Shares after
- 144,373
- Date
- 25 Nov 2024
- Ownership
- Direct
- Footnotes
- F2
Reported derivative securities
Options, warrants, convertible securities, or similar derivative positions disclosed in the filing.
CFLT
transaction
Derivative
Stock Option (Right to Buy)
Options Exercise
- Transaction value
- $0
- Shares
- -22,906
- Change %
- -2.9%
- Price
- $0.000000
- Shares after
- 762,692
- Date
- 22 Nov 2024
- Ownership
- Direct
- Underlying class
- Class B Common Stock
- Underlying amount
- 22,906
- Exercise price
- $15.68
- Footnotes
- F3
CFLT
transaction
Derivative
Class B Common Stock
Options Exercise
- Transaction value
- $0
- Shares
- +22,906
- Change %
- Price
- $0.000000
- Shares after
- 22,906
- Date
- 22 Nov 2024
- Ownership
- Direct
- Underlying class
- Class A Common Stock
- Underlying amount
- 22,906
- Exercise price
- Footnotes
- F1
CFLT
transaction
Derivative
Class B Common Stock
Conversion of derivative security
- Transaction value
- $0
- Shares
- -22,906
- Change %
- -100%
- Price
- $0.000000
- Shares after
- 0
- Date
- 22 Nov 2024
- Ownership
- Direct
- Underlying class
- Class A Common Stock
- Underlying amount
- 22,906
- Exercise price
- Footnotes
- F1
CFLT
transaction
Derivative
Stock Option (Right to Buy)
Options Exercise
- Transaction value
- $0
- Shares
- -26,047
- Change %
- -3.4%
- Price
- $0.000000
- Shares after
- 736,645
- Date
- 25 Nov 2024
- Ownership
- Direct
- Underlying class
- Class B Common Stock
- Underlying amount
- 26,047
- Exercise price
- $15.68
- Footnotes
- F3
CFLT
transaction
Derivative
Class B Common Stock
Options Exercise
- Transaction value
- $0
- Shares
- +26,047
- Change %
- Price
- $0.000000
- Shares after
- 26,047
- Date
- 25 Nov 2024
- Ownership
- Direct
- Underlying class
- Class A Common Stock
- Underlying amount
- 26,047
- Exercise price
- Footnotes
- F1
CFLT
transaction
Derivative
Class B Common Stock
Conversion of derivative security
- Transaction value
- $0
- Shares
- -26,047
- Change %
- -100%
- Price
- $0.000000
- Shares after
- 0
- Date
- 25 Nov 2024
- Ownership
- Direct
- Underlying class
- Class A Common Stock
- Underlying amount
- 26,047
- Exercise price
- Footnotes
- F1
* marks a reported price that did not pass the local price check.
Additional SEC filing notes
Filing notes and footnotes
Rule 10b5-1 trading plan
These transactions were reported as open-market trades under a Rule 10b5-1 plan. The plan lets an insider set trading instructions in advance, which can reduce the risk of trading while in possession of material nonpublic information.
Original filing language: transaction made pursuant to a contract, instruction, or written plan intended to satisfy Rule 10b5-1(c).
Explanation of responses 3 footnotes
Footnote F1
Each share of Class B Common Stock held by the Reporting Person will automatically convert into one share of Class A Common Stock upon the sale or transfer of such share of Class B Common Stock, subject to certain exceptions, and in certain other circumstances described in the Issuer's amended and restated certificate of incorporation. Each share of Class B Common Stock will also be convertible at any time at the option of the Reporting Person into one share of Class A Common Stock.
Footnote F2
Shares sold pursuant to a 10b5-1 trading plan dated June 14, 2024.
Footnote F3
Twenty-five percent of the shares subject to the option vested on 3/8/2022 and the balance of the shares vest monthly thereafter for the following 3 years, subject to the reporting person's continued service as of each such vesting date.