Richard H. Davis - 15 Nov 2024 Form 4 Insider Report for 374Water Inc. (SCWO)

Reporting relationship: Director
Issuer ticker: SCWO
Reported as of: 15 Nov 2024
Net transaction value: +$50,000
SEC form: 4
Accepted by SEC: 25 Nov 2024, 20:02:44 UTC
Next SEC filing: 02 Jan 2025
Source filing: View source filing
Reporting owner signature: /s/ Richard H. Davis

Key filing fact

Richard H. Davis filed Form 4 for 374Water Inc. (SCWO) on 25 Nov 2024.

Key facts

This page summarizes Richard H. Davis's Form 4 filing for 374Water Inc. (SCWO).
3 reported transactions and 1 derivative row are listed below.
Accepted by SEC: 25 Nov 2024, 20:02.

Change

No earlier filing in this sequence is available for direct comparison.
Current net transaction value: +$50,000.

Research use

This tells you what this filing adds before you inspect full transaction and derivative tables.
You can trace every row back to the original SEC filing document.

Evidence

Filed on Form 4

Ownership activity is grounded in SEC Form 4 disclosures.

View source filing

Reported non-derivative transactions

Shares, units, or other non-derivative securities reported in this filing.

SCWO transaction

Common Stock (restricted stock units)

Award

Transaction value: $0
Shares: +40,000
Change %: +14%
Price: $0.000000
Shares after: 322,898
Date: 15 Nov 2024
Ownership: Direct
Footnotes: F1

SCWO transaction

Common Stock

Purchase

Transaction value: $50,000
Shares: +40,000
Change %: +33%
Price: $1.25
Shares after: 160,533
Date: 18 Nov 2024
Ownership: By spouse
Footnotes: F2

SCWO holding

Common Stock

No transaction description listed

Transaction value
Shares
Change %
Price
Shares after: 10,000
Date: 15 Nov 2024
Ownership: By Darby Shore Management Inc.
Footnotes: F3

Reported derivative securities

Options, warrants, convertible securities, or similar derivative positions disclosed in the filing.

SCWO transaction Derivative

Warrants (right to buy)

Purchase

Transaction value
Shares: +60,000
Change %
Price
Shares after: 60,000
Date: 18 Nov 2024
Ownership: By spouse
Underlying class: Common Stock
Underlying amount: 60,000
Exercise price: $1.12
Footnotes: F2

^* marks a reported price that did not pass the local price check.

Additional SEC filing notes

Filing notes and footnotes

Explanation of responses 3 footnotes

Footnote F1

Fully vested on date of grant.

Footnote F2

The purchase price for each share of the 40,000 shares of Common Stock reported in Table I and the accompanying warrants was $1.25

Footnote F3

Mr. Davis is an officer, director and 25% shareholder of Darby Shore Management, Inc., a Florida corporation ("Darby"), and may be deemed to have voting and investment power over the shares held by Darby.