Key facts
- This page summarizes Joshua Warren's Form 4 filing for ENVESTNET, INC..
- 1 reported transaction and 0 derivative rows are listed below.
- Accepted by SEC: 25 Nov 2024, 16:05.
Joshua Warren - 25 Nov 2024 Form 4 Insider Report for ENVESTNET, INC.
- Reporting relationship
- CHIEF FINANCIAL OFFICER
- Issuer ticker
- N/A
- Reported as of
- 25 Nov 2024
- Net transaction value
- -$3,096,813
- SEC form
- 4
- Accepted by SEC
- 25 Nov 2024, 16:05:04 UTC
- Prior SEC filing
- 01 Mar 2024
- Next SEC filing
- 22 Apr 2026
- Source filing
- View source filing
- Reporting owner signature
- /s/ Shelly O'Brien, by Power-of-Attorney for Joshua Warren
Source evidence
Original filing metadata and source links for verification.
5 source fields
Reporting owner
1 detail
Key filing fact
Joshua Warren filed Form 4 for ENVESTNET, INC. on 25 Nov 2024.
Change
- Previous filing in this sequence was filed on 01 Mar 2024.
- Current net transaction value: -$3,096,813.
Research use
- This tells you what this filing adds before you inspect full transaction and derivative tables.
- You can trace every row back to the original SEC filing document.
Evidence
Filed on Form 4
View source filing
Ownership activity is grounded in SEC Form 4 disclosures.
Reported non-derivative transactions
Shares, units, or other non-derivative securities reported in this filing.
ENV
transaction
Common Stock
Disposed to Issuer
- Transaction value
- $3,096,813
- Shares
- -49,039
- Change %
- -100%
- Price
- $63.15
- Shares after
- 0
- Date
- 25 Nov 2024
- Ownership
- Direct
- Footnotes
- F1, F2, F3
* marks a reported price that did not pass the local price check.
Additional SEC filing notes
Filing notes and footnotes
Section 16 status
Joshua Warren is no longer subject to Section 16 filing requirements. Form 4 or Form 5 obligations may still apply in specific circumstances.
Explanation of responses 3 footnotes
Footnote F1
Pursuant to the Agreement and Plan of Merger (the "Merger Agreement"), dated July 11, 2024, by and among the Issuer, BCPE Pequod Merger Sub, Inc. ("Merger Sub") and BCPE Pequod Buyer, Inc. ("Parent"), Merger Sub merged with and into the Issuer (the "Merger") with the Issuer surviving the Merger as a wholly owned subsidiary of Parent, and at the time of the Merger (the "Effective Time") each issued and outstanding share of the Issuer's Common Stock, par value $0.005 per share (the "Common Stock") owned by the reporting person was cancelled and converted into the right to receive $63.15 per share in cash without interest (the "Per Share Price").
Footnote F2
Includes restricted share units not subject to performance-based requirements ("RSUs"). Pursuant to the Merger Agreement, each RSU was, at the Effective Time, cancelled and converted into a right to receive (i) to the extent vested as of immediately prior to the Effective Time, a cash payment equal to (a) the Per Share Price multiplied by (b) the total number of shares of Common Stock subject to such RSU as of immediately prior to the Effective Time, and (ii) to the extent unvested as of immediately prior to the Effective Time, an amount in cash equal to the (x) the Per Share Price, multiplied by (y) the total number of shares of Common Stock subject to such RSU as of immediately prior to the Effective Time.
Footnote F3
Includes restricted share units subject to performance-based vesting requirements ("PSUs"). Pursuant to the Merger Agreement, each PSU was, at the Effective Time, canceled and converted into the right to receive (i) to the extent vested as of immediately prior to the Effective Time, a cash payment equal to (a) the Per Share Price multiplied by (b) the total number of shares of Common Stock subject to such PSU immediately prior to the Effective Time and (ii) to the extent unvested as of immediately prior to the Effective Time, an amount in cash equal to (x) the Per Share Price, multiplied by (y) the total number of shares of Common Stock subject to such PSU immediately prior to the Effective Time based on actual performance.