Adam E. Drapczuk III - 20 Nov 2024 Form 4 Insider Report for NEXGEL, INC. (NXGL)

Reporting relationship: Chief Financial Officer
Issuer ticker: NXGL
Reported as of: 20 Nov 2024
Net transaction value: +$48,125
SEC form: 4
Accepted by SEC: 22 Nov 2024, 16:54:11 UTC
Prior SEC filing: 27 Aug 2024
Source filing: View source filing
Reporting owner signature: /s/ Adam E. Drapczuk III

Key filing fact

Adam E. Drapczuk III filed Form 4 for NEXGEL, INC. (NXGL) on 22 Nov 2024.

Key facts

This page summarizes Adam E. Drapczuk III's Form 4 filing for NEXGEL, INC. (NXGL).
2 reported transactions and 1 derivative row are listed below.
Accepted by SEC: 22 Nov 2024, 16:54.

Change

Previous filing in this sequence was filed on 27 Aug 2024.
Current net transaction value: +$48,125.

Research use

This tells you what this filing adds before you inspect full transaction and derivative tables.
You can trace every row back to the original SEC filing document.

Evidence

Filed on Form 4

Ownership activity is grounded in SEC Form 4 disclosures.

View source filing

Reported non-derivative transactions

Shares, units, or other non-derivative securities reported in this filing.

NXGL transaction

Common Stock

Purchase

Transaction value: $48,125
Shares: +17,500
Change %: +30%
Price: $2.75
Shares after: 74,894
Date: 20 Nov 2024
Ownership: See Footnote
Footnotes: F1, F2

NXGL holding

Common Stock

No transaction description listed

Transaction value
Shares
Change %
Price
Shares after: 25,100
Date: 20 Nov 2024
Ownership: Direct

Reported derivative securities

Options, warrants, convertible securities, or similar derivative positions disclosed in the filing.

NXGL transaction Derivative

Warrant to Purchase Common Stock

Award

Transaction value: $0
Shares: +8,750
Change %
Price: $0.000000
Shares after: 8,750
Date: 20 Nov 2024
Ownership: See Footnote
Underlying class: Common Stock
Underlying amount: 8,750
Exercise price: $4.25
Footnotes: F1, F2

^* marks a reported price that did not pass the local price check.

Additional SEC filing notes

Filing notes and footnotes

Explanation of responses 2 footnotes

Footnote F1

The Reporting Person acquired the shares of common stock and warrant to purchase common stock reported on this Form 4 in connection with the Issuer's registered direct offering. The Reporting Person agreed not to offer, issue, sell, contract to sell, encumber, grant any option for the sale of or otherwise dispose of any of the shares of common stock and the shares of common stock underlying the warrant for a period of 180 days following November 20, 2024.

Footnote F2

Represents shares of common stock and warrant to purchase common stock held by Achieving Consulting Excellence, LLC ("Achieving Consulting"). The Reporting Person is the sole member of Achieving Consulting and has the sole power to vote and direct the voting of, and to dispose and to direct the disposition of, the shares of common stock beneficially owned by Achieving Consulting.