John Nachum Stein - 07 Nov 2024 Form 4 Insider Report for NEXGEL, INC. (NXGL)

Reporting relationship: Director
Issuer ticker: NXGL
Reported as of: 07 Nov 2024
Net transaction value: +$9,999
SEC form: 4
Accepted by SEC: 22 Nov 2024, 16:54:08 UTC
Prior SEC filing: 17 Sep 2024
Next SEC filing: 27 Jun 2025
Source filing: View source filing
Reporting owner signature: /s/ John Nachum Stein

Key filing fact

John Nachum Stein filed Form 4 for NEXGEL, INC. (NXGL) on 22 Nov 2024.

Key facts

This page summarizes John Nachum Stein's Form 4 filing for NEXGEL, INC. (NXGL).
3 reported transactions and 1 derivative row are listed below.
Accepted by SEC: 22 Nov 2024, 16:54.

Change

Previous filing in this sequence was filed on 17 Sep 2024.
Current net transaction value: +$9,999.

Research use

This tells you what this filing adds before you inspect full transaction and derivative tables.
You can trace every row back to the original SEC filing document.

Evidence

Filed on Form 4

Ownership activity is grounded in SEC Form 4 disclosures.

View source filing

Reported non-derivative transactions

Shares, units, or other non-derivative securities reported in this filing.

NXGL transaction

Common Stock

Gift

Transaction value: $0
Shares: -4,000
Change %: -0.85%
Price: $0.000000
Shares after: 467,820
Date: 07 Nov 2024
Ownership: Direct
Footnotes: F1

NXGL transaction

Common Stock

Purchase

Transaction value: $9,999
Shares: +3,636
Change %: +0.78%
Price: $2.75
Shares after: 471,456
Date: 20 Nov 2024
Ownership: Direct
Footnotes: F2

Reported derivative securities

Options, warrants, convertible securities, or similar derivative positions disclosed in the filing.

NXGL transaction Derivative

Warrant to Purchase Common Stock

Award

Transaction value: $0
Shares: +1,818
Change %
Price: $0.000000
Shares after: 1,818
Date: 20 Nov 2024
Ownership: Direct
Underlying class: Common Stock
Underlying amount: 1,818
Exercise price: $4.25
Footnotes: F2

^* marks a reported price that did not pass the local price check.

Additional SEC filing notes

Filing notes and footnotes

Explanation of responses 2 footnotes

Footnote F1

This represents a bona fide gift by the Reporting Person to a charitable organization.

Footnote F2

The Reporting Person acquired the shares of common stock and warrant to purchase common stock reported on this Form 4 in connection with the Issuer's registered direct offering. The Reporting Person agreed not to offer, issue, sell, contract to sell, encumber, grant any option for the sale of or otherwise dispose of any of the shares of common stock and the shares of common stock underlying the warrant for a period of 180 days following November 20, 2024.