Samuel H. Altman - 19 Nov 2024 Form 4 Insider Report for Oklo Inc. (OKLO)

Source evidence Original filing metadata and source links for verification. 4 source fields
SEC form
4
Accepted by SEC
21 Nov 2024, 16:31:25 UTC
Prior SEC filing
13 May 2024
Source filing
View source filing
Reporting owner 1 detail
Reporting owner signature
/s/ Richard Craig Bealmear, Attorney-in-Fact

Key filing fact

Samuel H. Altman filed Form 4 for Oklo Inc. (OKLO) on 21 Nov 2024.

Key facts

  • This page summarizes Samuel H. Altman's Form 4 filing for Oklo Inc. (OKLO).
  • 2 reported transactions and 1 derivative row are listed below.
  • Accepted by SEC: 21 Nov 2024, 16:31.

Change

  • Previous filing in this sequence was filed on 13 May 2024.
  • Current net transaction value: $0.

Research use

  • This tells you what this filing adds before you inspect full transaction and derivative tables.
  • You can trace every row back to the original SEC filing document.

Evidence

Filed on Form 4

Ownership activity is grounded in SEC Form 4 disclosures.

View source filing

Reported non-derivative transactions

Shares, units, or other non-derivative securities reported in this filing.

OKLO transaction

Class A Common Stock

Options Exercise

Transaction value
Shares
+581,100
Change %
+18%
Price
Shares after
3,732,479
Date
19 Nov 2024
Ownership
By Hydrazine Capital II, L.P.
Footnotes
F1, F2

Reported derivative securities

Options, warrants, convertible securities, or similar derivative positions disclosed in the filing.

OKLO transaction Derivative

Earnout Rights

Options Exercise

Transaction value
Shares
-581,100
Change %
-100%
Price
Shares after
0
Date
19 Nov 2024
Ownership
By Hydrazine Capital II, L.P.
Underlying class
Class A Common Stock
Underlying amount
581,100
Exercise price
Footnotes
F1, F2
* marks a reported price that did not pass the local price check.

Additional SEC filing notes

Filing notes and footnotes

Explanation of responses 2 footnotes

Footnote F1

Each earnout right represents a contingent right to receive one share of the Issuer's Class A Common Stock (each, an "Earnout Share") upon the satisfaction of certain price thresholds. On November 19, 2024, the Earnout Shares were converted into Class A Common Stock of the Issuer following the achievement of the Issuer's price thresholds as disclosed in the Merger Agreement.

Footnote F2

The Reporting Person has sole voting and investment power over the shares held by Hydrazine Capital II, L.P. and therefore may be deemed to share beneficial ownership over such shares.

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