Timothy Lain - 19 Nov 2024 Form 4 Insider Report for CARPENTER TECHNOLOGY CORP (CRS)

Source evidence Original filing metadata and source links for verification. 5 source fields
SEC form
4
Accepted by SEC
21 Nov 2024, 16:17:17 UTC
Prior SEC filing
20 Aug 2024
Next SEC filing
17 Jul 2025
Source filing
View source filing
Reporting owner 1 detail
Reporting owner signature
James D. Dee/POA

Key filing fact

Timothy Lain filed Form 4 for CARPENTER TECHNOLOGY CORP (CRS) on 21 Nov 2024.

Key facts

  • This page summarizes Timothy Lain's Form 4 filing for CARPENTER TECHNOLOGY CORP (CRS).
  • 10 reported transactions and 4 derivative rows are listed below.
  • Accepted by SEC: 21 Nov 2024, 16:17.

Change

  • Previous filing in this sequence was filed on 20 Aug 2024.
  • Current net transaction value: -$1,476,762.

Research use

  • This tells you what this filing adds before you inspect full transaction and derivative tables.
  • You can trace every row back to the original SEC filing document.

Evidence

Filed on Form 4

Ownership activity is grounded in SEC Form 4 disclosures.

View source filing

Reported non-derivative transactions

Shares, units, or other non-derivative securities reported in this filing.

CRS transaction

Common Stock

Options Exercise

Transaction value
$133,540
Shares
+3,303
Change %
+3.6%
Price
$40.43
Shares after
95,128
Date
19 Nov 2024
Ownership
Direct
CRS transaction

Common Stock

Options Exercise

Transaction value
$94,540
Shares
+1,604
Change %
+1.7%
Price
$58.94
Shares after
96,732
Date
19 Nov 2024
Ownership
Direct
CRS transaction

Common Stock

Options Exercise

Transaction value
$158,793
Shares
+2,727
Change %
+2.8%
Price
$58.23
Shares after
99,459
Date
19 Nov 2024
Ownership
Direct
CRS transaction

Common Stock

Options Exercise

Transaction value
$330,887
Shares
+7,498
Change %
+7.5%
Price
$44.13
Shares after
106,957
Date
19 Nov 2024
Ownership
Direct
CRS transaction

Common Stock

Tax liability

Transaction value
$1,599,430
Shares
-8,669
Change %
-8.1%
Price
$184.50
Shares after
98,288
Date
19 Nov 2024
Ownership
Direct
CRS transaction

Common Stock

Sale

Transaction value
$595,091
Shares
-3,250
Change %
-3.3%
Price
$183.10
Shares after
95,038
Date
20 Nov 2024
Ownership
Direct
Footnotes
F1
CRS holding

Common Stock

No transaction description listed

Transaction value
Shares
Change %
Price
Shares after
3,110
Date
19 Nov 2024
Ownership
By 401K Retirement Plan
Footnotes
F2

Reported derivative securities

Options, warrants, convertible securities, or similar derivative positions disclosed in the filing.

CRS transaction Derivative

Employee Stock Option (Right to Buy)

Options Exercise

Transaction value
Shares
-3,303
Change %
-100%
Price
Shares after
0
Date
19 Nov 2024
Ownership
Direct
Underlying class
Common Stock
Underlying amount
3,303
Exercise price
$40.43
Footnotes
F3, F4
CRS transaction Derivative

Employee Stock Option (Right to Buy)

Options Exercise

Transaction value
Shares
-1,604
Change %
-100%
Price
Shares after
0
Date
19 Nov 2024
Ownership
Direct
Underlying class
Common Stock
Underlying amount
1,604
Exercise price
$58.94
Footnotes
F4, F5
CRS transaction Derivative

Employee Stock Option (Right to Buy)

Options Exercise

Transaction value
Shares
-2,727
Change %
-100%
Price
Shares after
0
Date
19 Nov 2024
Ownership
Direct
Underlying class
Common Stock
Underlying amount
2,727
Exercise price
$58.23
Footnotes
F4, F6
CRS transaction Derivative

Employee Stock Option (Right to Buy)

Options Exercise

Transaction value
Shares
-7,498
Change %
-100%
Price
Shares after
0
Date
19 Nov 2024
Ownership
Direct
Underlying class
Common Stock
Underlying amount
7,498
Exercise price
$44.13
Footnotes
F4, F7
* marks a reported price that did not pass the local price check.

Additional SEC filing notes

Filing notes and footnotes

Explanation of responses 7 footnotes

Footnote F1

The transactions reported in this line were undertaken by the Reporting Person for tax planning purposes.

Footnote F2

Includes shares acquired under the Retirement Plan of Carpenter Technology Corporation. The share balance under the Retirement Plan of Carpenter Technology fluctuates due to rounding differences produced by the Plan's method of estimating shares.

Footnote F3

One-third of this award became exercisable on each of July 31, 2018, 2019 and 2020.

Footnote F4

The reporting person was granted an option to buy shares of common stock under the Carpenter Technology Corporation Stock-Based Incentive Compensation Plan for Officers and Key Employees.

Footnote F5

One-third of this award became exercisable on each of August 6, 2019, 2020 and 2021.

Footnote F6

One-third of this award became exercisable on each of September 14, 2019, 2020 and 2021.

Footnote F7

One-third of this award became exercisable on each of August 15, 2020, 2021 and 2022.

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