Key facts
- This page summarizes PRINCIPAL LIFE INSURANCE CO's Form 4 filing for Kayne Anderson Energy Infrastructure Fund, Inc. (KYN).
- 1 reported transaction and 0 derivative rows are listed below.
- Accepted by SEC: 21 Nov 2024, 11:56.
PRINCIPAL LIFE INSURANCE CO - 20 Sep 2024 Form 4 Insider Report for Kayne Anderson Energy Infrastructure Fund, Inc. (KYN)
- Reporting relationship
- 10%+ Owner
- Issuer ticker
- KYN
- Reported as of
- 20 Sep 2024
- Net transaction value
- $0
- SEC form
- 4
- Accepted by SEC
- 21 Nov 2024, 11:56:09 UTC
- Prior SEC filing
- 21 Nov 2024
- Next SEC filing
- 10 Feb 2025
- Source filing
- View source filing
- Reporting owner signature
- Binay Chandgothia, Managing Director - Portfolio Management, Principal Life Insurance Company
Source evidence
Original filing metadata and source links for verification.
5 source fields
Reporting owner
1 detail
Key filing fact
PRINCIPAL LIFE INSURANCE CO filed Form 4 for Kayne Anderson Energy Infrastructure Fund, Inc. (KYN) on 21 Nov 2024.
Change
- Previous filing in this sequence was filed on 21 Nov 2024.
- Current net transaction value: $0.
Research use
- This tells you what this filing adds before you inspect full transaction and derivative tables.
- You can trace every row back to the original SEC filing document.
Evidence
Filed on Form 4
View source filing
Ownership activity is grounded in SEC Form 4 disclosures.
Reported non-derivative transactions
Shares, units, or other non-derivative securities reported in this filing.
KYN
transaction
Mandatory Redeemable Preferred Shares, Series V
Other
- Transaction value
- Shares
- -160,000
- Change %
- -100%
- Price
- Shares after
- 0
- Date
- 20 Sep 2024
- Ownership
- Direct
- Footnotes
- F1
KYN
holding
Mandatory Redeemable Preferred Shares, Series W
No transaction description listed
- Transaction value
- Shares
- Change %
- Price
- Shares after
- 120,000
- Date
- 20 Sep 2024
- Ownership
- Direct
KYN
holding
Mandatory Redeemable Preferred Shares, Series R
No transaction description listed
- Transaction value
- Shares
- Change %
- Price
- Shares after
- 364,827
- Date
- 20 Sep 2024
- Ownership
- Direct
KYN
holding
Mandatory Redeemable Preferred Shares, Series S
No transaction description listed
- Transaction value
- Shares
- Change %
- Price
- Shares after
- 162,146
- Date
- 20 Sep 2024
- Ownership
- Direct
KYN
holding
Mandatory Redeemable Preferred Shares, Series T
No transaction description listed
- Transaction value
- Shares
- Change %
- Price
- Shares after
- 120,000
- Date
- 20 Sep 2024
- Ownership
- Direct
* marks a reported price that did not pass the local price check.
Additional SEC filing notes
Filing notes and footnotes
Explanation of responses 1 footnote
Footnote F1
These Series V Mandatory Redeemable Preferred Shares were redeemed in full by the Issuer at their original purchase price of $25.00 per share, plus accrued and unpaid dividends, which dividends are exempt from Section 16 of the Exchange Act pursuant to Rule 16a-9 thereunder.
SEC remarks
This Form is filed by Principal Life Insurance Company (PLIC), with respect to the shares held directly by it, and by Principal Global Investors (PGI), with respect to the shares held indirectly by it. Each of PLIC and PGI expressly disclaims any beneficial ownership of the shares, except to the extent of its pecuniary interest therein, pursuant to Section 16.