Buddie J. Penn - 15 Nov 2024 Form 4 Insider Report for 374Water Inc. (SCWO)

Reporting relationship: Director
Issuer ticker: SCWO
Reported as of: 15 Nov 2024
Net transaction value: +$25,000
SEC form: 4
Accepted by SEC: 19 Nov 2024, 21:36:02 UTC
Prior SEC filing: 23 Jun 2022
Next SEC filing: 28 May 2025
Source filing: View source filing
Reporting owner signature: /s/ Buddie J. Penn

Key filing fact

Buddie J. Penn filed Form 4 for 374Water Inc. (SCWO) on 19 Nov 2024.

Key facts

This page summarizes Buddie J. Penn's Form 4 filing for 374Water Inc. (SCWO).
3 reported transactions and 1 derivative row are listed below.
Accepted by SEC: 19 Nov 2024, 21:36.

Change

Previous filing in this sequence was filed on 23 Jun 2022.
Current net transaction value: +$25,000.

Research use

This tells you what this filing adds before you inspect full transaction and derivative tables.
You can trace every row back to the original SEC filing document.

Evidence

Filed on Form 4

Ownership activity is grounded in SEC Form 4 disclosures.

View source filing

Reported non-derivative transactions

Shares, units, or other non-derivative securities reported in this filing.

SCWO transaction

Common Stock (restricted stock units)

Award

Transaction value: $0
Shares: +40,000
Change %
Price: $0.000000
Shares after: 40,000
Date: 15 Nov 2024
Ownership: Direct
Footnotes: F1

SCWO transaction

Common Stock

Purchase

Transaction value: $25,000
Shares: +20,000
Change %: +50%
Price: $1.25
Shares after: 60,000
Date: 18 Nov 2024
Ownership: Direct
Footnotes: F2

Reported derivative securities

Options, warrants, convertible securities, or similar derivative positions disclosed in the filing.

SCWO transaction Derivative

Warrants (right to buy)

Purchase

Transaction value
Shares: +30,000
Change %
Price
Shares after: 30,000
Date: 18 Nov 2024
Ownership: Direct
Underlying class: Common Stock
Underlying amount: 30,000
Exercise price: $1.12
Footnotes: F2

^* marks a reported price that did not pass the local price check.

Additional SEC filing notes

Filing notes and footnotes

Explanation of responses 2 footnotes

Footnote F1

Fully vested on date of grant.

Footnote F2

The purchase price for each share of the 20,000 shares of Common Stock reported in Table I and the accompanying warrants was $1.25.

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