Key facts
- This page summarizes Christopher Scott Mason's Form 4 filing for Sonos Inc (SONO).
- 7 reported transactions and 5 derivative rows are listed below.
- Accepted by SEC: 19 Nov 2024, 17:01.
Christopher Scott Mason - 15 Nov 2024 Form 4 Insider Report for Sonos Inc (SONO)
- Reporting relationship
- Principal Accounting Officer
- Issuer ticker
- SONO
- Reported as of
- 15 Nov 2024
- Net transaction value
- -$29,879
- SEC form
- 4
- Accepted by SEC
- 19 Nov 2024, 17:01:43 UTC
- Prior SEC filing
- 04 Sep 2024
- Source filing
- View source filing
- Reporting owner signature
- /s/ Rebecca Schuster by power of attorney
Source evidence
Original filing metadata and source links for verification.
4 source fields
Reporting owner
1 detail
Key filing fact
Christopher Scott Mason filed Form 4 for Sonos Inc (SONO) on 19 Nov 2024.
Change
- Previous filing in this sequence was filed on 04 Sep 2024.
- Current net transaction value: -$29,879.
Research use
- This tells you what this filing adds before you inspect full transaction and derivative tables.
- You can trace every row back to the original SEC filing document.
Evidence
Filed on Form 4
View source filing
Ownership activity is grounded in SEC Form 4 disclosures.
Reported non-derivative transactions
Shares, units, or other non-derivative securities reported in this filing.
SONO
transaction
Common Stock
Options Exercise
- Transaction value
- Shares
- +5,516
- Change %
- +3.1%
- Price
- Shares after
- 184,733
- Date
- 15 Nov 2024
- Ownership
- Direct
- Footnotes
- F1, F2
SONO
transaction
Common Stock
Tax liability
- Transaction value
- $29,879
- Shares
- -2,173
- Change %
- -1.2%
- Price
- $13.75
- Shares after
- 182,560
- Date
- 15 Nov 2024
- Ownership
- Direct
- Footnotes
- F3
Reported derivative securities
Options, warrants, convertible securities, or similar derivative positions disclosed in the filing.
SONO
transaction
Derivative
Restricted Stock Units
Options Exercise
- Transaction value
- $0
- Shares
- -169
- Change %
- -0.32%
- Price
- $0.000000
- Shares after
- 52,307
- Date
- 15 Nov 2024
- Ownership
- Direct
- Underlying class
- Common Stock
- Underlying amount
- 169
- Exercise price
- Footnotes
- F1, F2, F4
SONO
transaction
Derivative
Restricted Stock Units
Options Exercise
- Transaction value
- $0
- Shares
- -1,712
- Change %
- -3.3%
- Price
- $0.000000
- Shares after
- 50,595
- Date
- 15 Nov 2024
- Ownership
- Direct
- Underlying class
- Common Stock
- Underlying amount
- 1,712
- Exercise price
- Footnotes
- F1, F2, F5
SONO
transaction
Derivative
Restricted Stock Units
Options Exercise
- Transaction value
- $0
- Shares
- -3,635
- Change %
- -7.2%
- Price
- $0.000000
- Shares after
- 46,960
- Date
- 15 Nov 2024
- Ownership
- Direct
- Underlying class
- Common Stock
- Underlying amount
- 3,635
- Exercise price
- Footnotes
- F1, F2, F6
SONO
transaction
Derivative
Restricted Stock Units
Award
- Transaction value
- $0
- Shares
- +58,174
- Change %
- +124%
- Price
- $0.000000
- Shares after
- 105,134
- Date
- 15 Nov 2024
- Ownership
- Direct
- Underlying class
- Common Stock
- Underlying amount
- 58,174
- Exercise price
- Footnotes
- F2, F6
SONO
transaction
Derivative
Restricted Stock Units
Award
- Transaction value
- $0
- Shares
- +20,777
- Change %
- +20%
- Price
- $0.000000
- Shares after
- 125,911
- Date
- 15 Nov 2024
- Ownership
- Direct
- Underlying class
- Common Stock
- Underlying amount
- 20,777
- Exercise price
- Footnotes
- F2, F7
* marks a reported price that did not pass the local price check.
Additional SEC filing notes
Filing notes and footnotes
Section 16 status
Christopher Scott Mason is no longer subject to Section 16 filing requirements. Form 4 or Form 5 obligations may still apply in specific circumstances.
Explanation of responses 7 footnotes
Footnote F1
Vesting of restricted stock units ("RSUs") previously granted to the Reporting Person.
Footnote F2
Each RSU represents a contingent right to receive 1 share of the Issuer's Common Stock upon vesting and settlement for no consideration.
Footnote F3
Exempt transaction pursuant to Section 16b-3(e) - payment of exercise price or tax liability by delivering or withholding securities incident to the receipt, exercise or vesting of a security issued in accordance with Rule 16b-3. All of the shares reported as disposed of in this Form 4 were withheld by the Issuer in accordance with the agreement governing the RSUs to satisfy federal and state tax withholding obligations of the Reporting Person resulting from the vesting and settlement of RSUs.
Footnote F4
These RSUs will vest on the following schedule: 6.25% of the shares subject to the RSU will vest quarterly in year 1 following the vesting commencement date of November 15, 2021; 12.5% of the shares subject to the RSU will vest quarterly in year 2; and 6.25% of the shares subject to the RSU will vest quarterly in year 3, in each case subject to the continuing employment of the Reporting Person on each vesting date. The RSUs are subject to double-trigger acceleration.
Footnote F5
1/16 of the shares subject to the RSUs vest in equal installments on each quarterly anniversary date following the applicable vesting commencement date, until such time as the RSUs are 100% vested, subject to the continuing employment of the Reporting Person on each vesting date. The RSUs are subject to double-trigger acceleration
Footnote F6
1/16 of the shares subject to the RSUs vest in equal installments beginning November 15, 2024 and on each quarterly anniversary date thereafter, until such time as the RSUs are 100% vested, subject to the continuing employment of the Reporting Person on each vesting date. The RSUs are subject to double-trigger acceleration
Footnote F7
100% of the shares subject to the RSUs will vest on November 15, 2025, subject to the continuing employment of the Reporting Person on the vesting date. The RSUs are subject to double-trigger acceleration.