Key facts
- This page summarizes General Motors Holdings LLC's Form 4 filing for SES AI Corp (SES).
- 1 reported transaction and 0 derivative rows are listed below.
- Accepted by SEC: 19 Nov 2024, 16:15.
General Motors Holdings LLC - 15 Nov 2024 Form 4 Insider Report for SES AI Corp (SES)
- Reporting relationship
- 10%+ Owner
- Issuer ticker
- SES
- Reported as of
- 15 Nov 2024
- Net transaction value
- -$2,666,400
- SEC form
- 4
- Accepted by SEC
- 19 Nov 2024, 16:15:08 UTC
- Prior SEC filing
- 20 Dec 2022
- Source filing
- View source filing
- Reporting owner signature
- GENERAL MOTORS HOLDINGS LLC, /s/ John S. Kim, Name: John S. Kim, Title: Assistant Secretary
Source evidence
Original filing metadata and source links for verification.
4 source fields
Reporting owner
1 detail
Key filing fact
General Motors Holdings LLC filed Form 4 for SES AI Corp (SES) on 19 Nov 2024.
Change
- Previous filing in this sequence was filed on 20 Dec 2022.
- Current net transaction value: -$2,666,400.
Research use
- This tells you what this filing adds before you inspect full transaction and derivative tables.
- You can trace every row back to the original SEC filing document.
Evidence
Filed on Form 4
View source filing
Ownership activity is grounded in SEC Form 4 disclosures.
Reported non-derivative transactions
Shares, units, or other non-derivative securities reported in this filing.
SES
transaction
Class A Common Stock, par value $0.0001
Sale
- Transaction value
- $2,666,400
- Shares
- -13,332,000
- Change %
- -58%
- Price
- $0.2000
- Shares after
- 9,843,622
- Date
- 15 Nov 2024
- Ownership
- Direct
- Footnotes
- F1, F2, F3
* marks a reported price that did not pass the local price check.
Additional SEC filing notes
Filing notes and footnotes
Section 16 status
General Motors Holdings LLC is no longer subject to Section 16 filing requirements. Form 4 or Form 5 obligations may still apply in specific circumstances.
Explanation of responses 3 footnotes
Footnote F1
The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $0.20/share to $0.29/share, inclusive. The Reporting Persons undertake to provide to the Issuer, any security holder of the Issuer, or the staff of the U.S. Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
Footnote F2
General Motors Ventures LLC ("GM Ventures") is the record holder of 7,758,498 shares of Class A Common Stock and 2,085,124 shares of Class A Common Stock that may be issued for the benefit of the former holders of SES Holdings Pte. Ltd. common stock (the "Earn-Out Shares"). General Motors Holdings LLC ("GM Holdings") is the record holder of 9,043,889 shares of Class A Common Stock and 836,826 Earn-Out Shares. GM Ventures is a direct, wholly owned subsidiary of GM Holdings, and GM Holdings is a direct, wholly owned subsidiary of General Motors Company ("GM"). GM may be deemed to share beneficial ownership over the shares of Class A Common Stock directly owned by GM Ventures and GM Holdings, and GM Holdings may be deemed to share beneficial ownership over the shares of Class A Common Stock directly owned by GM Ventures. Each of GM and GM Holdings disclaims beneficial ownership of any shares other than to the extent they may have a pecuniary interest therein.
Footnote F3
(Continued form footnote 2) The address of the principal business office of each of GM, GM Holdings, and GM Ventures is 300 Renaissance Center, Detroit, MI, 48265.
SEC remarks
The securities referenced herein are held by General Motors Ventures LLC, a wholly owned subsidiary of General Motors Holdings LLC.