Augustine Lawlor - 13 Nov 2024 Form 4 Insider Report for LEAP THERAPEUTICS, INC. (LPTX)

Source evidence Original filing metadata and source links for verification. 5 source fields
SEC form
4
Accepted by SEC
15 Nov 2024, 17:29:18 UTC
Prior SEC filing
04 Oct 2024
Next SEC filing
01 Apr 2025
Source filing
View source filing
Reporting owner 1 detail
Reporting owner signature
/s/ Douglas E. Onsi, as Attorney-In-Fact for Augustine Lawlor

Key filing fact

Augustine Lawlor filed Form 4 for LEAP THERAPEUTICS, INC. (LPTX) on 15 Nov 2024.

Key facts

  • This page summarizes Augustine Lawlor's Form 4 filing for LEAP THERAPEUTICS, INC. (LPTX).
  • 2 reported transactions and 1 derivative row are listed below.
  • Accepted by SEC: 15 Nov 2024, 17:29.

Change

  • Previous filing in this sequence was filed on 04 Oct 2024.
  • Current net transaction value: +$6,024.

Research use

  • This tells you what this filing adds before you inspect full transaction and derivative tables.
  • You can trace every row back to the original SEC filing document.

Evidence

Filed on Form 4

Ownership activity is grounded in SEC Form 4 disclosures.

View source filing

Reported non-derivative transactions

Shares, units, or other non-derivative securities reported in this filing.

LPTX transaction

Common Stock

Exercise of in-the-money or at-the-money derivative security

Transaction value
$6,024
Shares
+2,136
Change %
+0.32%
Price
$2.82
Shares after
678,456
Date
13 Nov 2024
Ownership
See Footnotes
Footnotes
F1, F2, F3
LPTX holding

Common Stock

No transaction description listed

Transaction value
Shares
Change %
Price
Shares after
5,086
Date
13 Nov 2024
Ownership
Direct

Reported derivative securities

Options, warrants, convertible securities, or similar derivative positions disclosed in the filing.

LPTX transaction Derivative

Warrant (Right to Buy)

Exercise of in-the-money or at-the-money derivative security

Transaction value
$0
Shares
-2,136
Change %
-100%
Price
$0.000000
Shares after
0
Date
13 Nov 2024
Ownership
See Footnote
Underlying class
Common Stock, $0.001 par value per share
Underlying amount
2,136
Exercise price
$2.82
Footnotes
F1
* marks a reported price that did not pass the local price check.

Additional SEC filing notes

Filing notes and footnotes

Explanation of responses 3 footnotes

Footnote F1

On November 13, 2024, Nine Capital Partners, LLC ("Nine Capital Partners") exercised a warrant to purchase 2,136 shares of the Issuer's common stock at an exercise price of $2.82 per share. The reporting person is a managing member of Nine Capital Partners and may be deemed to have had beneficial ownership of such warrant exercised by Nine Capital Partners and to have beneficial ownership of the 2,136 shares of Common Stock purchased by Nine Capital Partners upon exercise of such warrant. The reporting person disclaims beneficial ownership of such warrant and of such shares of Common Stock, except to the extent of the reporting person's proportionate pecuniary interest in such warrant and such shares of Common Stock.

Footnote F2

Includes (i) 2,136 shares of Common Stock held by Nine Capital Partners, (ii) 414,480 shares of Common Stock held by HealthCare Ventures IX, L.P. ("HCV IX"), and (iii) 261,840 shares of Common Stock held by the HCV VIII Trust ("HCV Trust"). See footnote (1) above for an explanation of the reporting person's beneficial ownership of the 2,136 shares of Common Stock held by Nine Capital Partners. The reporting person is a Managing Director of HCPIX LLC, which is the General Partner of HealthCare Partners IX, which is the General Partner of HCV IX and may be deemed to have beneficial ownership of the 414,480 shares of Common Stock held by HCV IX. The reporting person is the manager and a beneficiary of the HCV Trust and may be deemed to have beneficial ownership of the 261,840 shares of Common Stock held by the HCV Trust.

Footnote F3

The reporting person disclaims beneficial ownership of such shares of Common Stock held by each of Nine Capital Partners, HCV IX, and the HCV Trust, except to the extent of the reporting person's proportionate pecuniary interest in such shares of Common Stock.

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