Key facts
- This page summarizes Heidi Nguyen's Form 4 filing for LANTRONIX INC (LTRX).
- 2 reported transactions and 1 derivative row are listed below.
- Accepted by SEC: 10 May 2023, 18:15.
Heidi Nguyen - 08 May 2023 Form 4 Insider Report for LANTRONIX INC (LTRX)
- Reporting relationship
- Director
- Issuer ticker
- LTRX
- Reported as of
- 08 May 2023
- Net transaction value
- $0
- SEC form
- 4
- Accepted by SEC
- 10 May 2023, 18:15:01 UTC
- Prior SEC filing
- 08 Feb 2023
- Source filing
- View source filing
- Reporting owner signature
- /s/ Jeremy Whitaker, Attorney-in-fact for Heidi Nguyen
Source evidence
Original filing metadata and source links for verification.
4 source fields
Reporting owner
1 detail
Key filing fact
Heidi Nguyen filed Form 4 for LANTRONIX INC (LTRX) on 10 May 2023.
Change
- Previous filing in this sequence was filed on 08 Feb 2023.
- Current net transaction value: $0.
Research use
- This tells you what this filing adds before you inspect full transaction and derivative tables.
- You can trace every row back to the original SEC filing document.
Evidence
Filed on Form 4
View source filing
Ownership activity is grounded in SEC Form 4 disclosures.
Reported non-derivative transactions
Shares, units, or other non-derivative securities reported in this filing.
LTRX
transaction
Common Stock
Options Exercise
- Transaction value
- $0
- Shares
- +6,454
- Change %
- +64%
- Price
- $0.000000
- Shares after
- 16,538
- Date
- 08 May 2023
- Ownership
- Direct
- Footnotes
- F1
LTRX
holding
Common Stock
No transaction description listed
- Transaction value
- Shares
- Change %
- Price
- Shares after
- 131,454
- Date
- 08 May 2023
- Ownership
- By spouse
- Footnotes
- F5
LTRX
holding
Common Stock
No transaction description listed
- Transaction value
- Shares
- Change %
- Price
- Shares after
- 5,415,880
- Date
- 08 May 2023
- Ownership
- By TL Investment GmbH
- Footnotes
- F4, F5
Reported derivative securities
Options, warrants, convertible securities, or similar derivative positions disclosed in the filing.
LTRX
transaction
Derivative
Restricted Stock Units
Options Exercise
- Transaction value
- $0
- Shares
- -6,454
- Change %
- -50%
- Price
- $0.000000
- Shares after
- 6,455
- Date
- 08 May 2023
- Ownership
- Direct
- Underlying class
- Common Stock
- Underlying amount
- 6,454
- Exercise price
- Footnotes
- F2, F3
* marks a reported price that did not pass the local price check.
Additional SEC filing notes
Filing notes and footnotes
Explanation of responses 5 footnotes
Footnote F1
Represent shares of common stock issued upon the vesting of restricted stock units ("RSUs") granted on November 8, 2022 (the "Grant Date").
Footnote F2
RSUs convert into common stock on a one-for-one basis.
Footnote F3
The RSUs will vest at the rate of one half (1/2) of the shares vesting six (6) months following the Grant Date and one half (1/2) of the shares vesting on the first anniversary of the Grant Date, such that the RSUs will be fully (100%) vested after one (1) year.
Footnote F4
The Reporting Person serves as Vice President and as a director of TL Investment GmbH, a company formed under the laws of Germany and the direct owner of the subject securities. The Reporting Person's spouse is the sole shareholder and a managing director of TL Investment GmbH.
Footnote F5
The Reporting Person disclaims beneficial ownership of shares of the Issuer's common stock held by her spouse or TL Investment GmbH, except to the extent of her pecuniary interest therein, and this report shall not be deemed an admission that the Reporting Person is the beneficial owner of such reported shares for purposes of Section 16 or for any other purpose.