Esteban Lopez - 15 Nov 2024 Form 4 Insider Report for Axonics, Inc.

Source evidence Original filing metadata and source links for verification. 5 source fields
SEC form
4
Accepted by SEC
15 Nov 2024, 08:59:36 UTC
Prior SEC filing
11 Sep 2024
Next SEC filing
20 Jun 2025
Source filing
View source filing
Reporting owner 1 detail
Reporting owner signature
/s/ Kari L. Keese, as Attorney-in-fact for Esteban Lopez

Key filing fact

Esteban Lopez filed Form 4 for Axonics, Inc. on 15 Nov 2024.

Key facts

  • This page summarizes Esteban Lopez's Form 4 filing for Axonics, Inc..
  • 2 reported transactions and 1 derivative row are listed below.
  • Accepted by SEC: 15 Nov 2024, 08:59.

Change

  • Previous filing in this sequence was filed on 11 Sep 2024.
  • Current net transaction value: -$581,600.

Research use

  • This tells you what this filing adds before you inspect full transaction and derivative tables.
  • You can trace every row back to the original SEC filing document.

Evidence

Filed on Form 4

Ownership activity is grounded in SEC Form 4 disclosures.

View source filing

Reported non-derivative transactions

Shares, units, or other non-derivative securities reported in this filing.

AXNX transaction

Common Stock

Disposed to Issuer

Transaction value
$468,600
Shares
-6,600
Change %
-100%
Price
$71.00
Shares after
0
Date
15 Nov 2024
Ownership
Direct
Footnotes
F1

Reported derivative securities

Options, warrants, convertible securities, or similar derivative positions disclosed in the filing.

AXNX transaction Derivative

Stock Options (Right to buy)

Disposed to Issuer

Transaction value
$113,000
Shares
-10,000
Change %
-100%
Price
$11.30
Shares after
0
Date
15 Nov 2024
Ownership
Direct
Underlying class
Common Stock
Underlying amount
10,000
Exercise price
$59.70
Footnotes
F2
* marks a reported price that did not pass the local price check.

Additional SEC filing notes

Filing notes and footnotes

Explanation of responses 2 footnotes

Footnote F1

Reflects the disposition of the reporting person's shares of the Issuer's common stock, upon the consummation of the transactions contemplated by the Agreement and Plan of Merger, dated as of January 8, 2024 (the "Merger Agreement"), among the Issuer, Boston Scientific Corporation ("Parent") and Sadie Merger Sub, Inc., a wholly owned subsidiary of Parent ("Merger Sub"), including the consummation of the merger of Merger Sub with and into the Issuer with the Issuer as the surviving corporation (the "Merger"). Pursuant to the Merger Agreement, at the effective time of the Merger (the "Effective time"), each outstanding share of the Issuer's common stock was canceled and converted automatically into the right to receive $71.00 in cash, without interest (The "Merger Consideration").

Footnote F2

Pursuant to the Merger Agreement, at the Effective Time, each outstanding and unexercised option to purchase shares of the Issuer's common stock granted under the Issuer's 2018 Omnibus Incentive Plan (f/k/a/ Axonics Modulation Technologies, Inc. 2018 Omnibus Incentive Plan) and the Axonics Modulation Technologies, Inc. 2014 Stock Incentive Plan (each such option, a "Company Option"), whether vested or unvested, was canceled and converted into the right to receive an amount in cash, without interest, equal to the product of (a) the amount by which the Merger Consideration exceeds the exercise price per share applicable to such Company Option and (b) the aggregate number of shares of the Issuer's common stock issuable upon exercise of such Company Option, less applicable taxes and authorized deductions.

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